Erguz, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Erguz primarily serves high-net-worth individuals through discretionary asset management and also provides sub-advisory services to other advisors; the firm reports managing roughly $889 million in discretionary assets across about 51 client relationships. The brochure notes that client goals and restrictions are documented and that Erguz does not participate in wrap fee programs.
Portfolios are managed on a discretionary basis using a mix of fundamental, technical, and cyclical analysis and may include ETFs, options, derivatives, margin, and exposure to non‑U.S. and emerging‑market securities. The firm conducts account reviews at least quarterly, offers periodic reporting and at minimum annual client meetings, and allows clients to impose written investment restrictions.
Distinctive features include operating as a solo practitioner despite being classified in a team category, with a single owner/registered advisor who also serves as the firm’s compliance officer—an arrangement the brochure flags as a business succession risk. The firm’s unusually high assets-per-advisor, a disclosed sub‑advisory relationship with an advisory firm owned by a family member, and explicit disclosures about investing in non‑U.S. securities and related currency and political risks are notable relative to peers.
Client services
Expertise
Fee options
$0 - $10,000,000: 1.00% - 0.50% Over $10,000,000+: 0.50% - 0.05%
Account minimum: $1,000,000
Main office
9595 Six Pines Dr., Suite 8210
The Woodlands TX 77380
Advisors at this office
1
Most active in
Delaware · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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