FAO Wealth Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$41,847,621
Clients
68
Advisors
2
across 2 offices
About
FAO Wealth provides discretionary asset management to individuals, trusts, and business entities and also serves as a 3(21) fiduciary for qualified retirement plans, offering investment selection, asset allocation, portfolio monitoring, and plan-level advice. Client relationships are documented through individual profiles that record objectives, time horizons, and risk tolerances to tailor ongoing management.
The firm constructs portfolios using a mix of analysis methods — including fundamental, technical, charting, and cyclical analysis — and conducts periodic reviews for rebalancing and tax-loss harvesting opportunities. FAO Wealth generally manages accounts on a discretionary basis and directs custody and trade execution through a designated custodian.
A distinguishing feature of the firm is the disclosure of affiliated outside businesses: one principal maintains a separate certified public accounting practice and another maintains an insurance practice, and the brochure describes how these activities are disclosed and managed as potential conflicts of interest. Combining individualized portfolio management with explicit ERISA 3(21) plan services and documented conflict-mitigation and personal-trading oversight practices is notable relative to similarly sized supported firms.
Client services
Expertise
Fee options
ERISA Plan Services fees may be charged as a flat fee (amount not specified).
Up to 1.0% annually, negotiable
Main office
See office55 Merritt Blvd
Trumbull CT 06611
Advisors at this office
1
Offices (2)
Most active in
Connecticut · Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Abram O
Series 63, Series 65
Trumbull, CT
FAO Wealth Inc
Abram Ozeck is a financial advisor at FAO Wealth Inc in Trumbull, CT with nine years of industry experience. He holds the Series 63 and Series 65 licenses and has worked at Cooper Financial Services, Inc. and CFS Securities, Inc. Prior to joining FAO Wealth Inc, he operated Ozeck Financial Group. In addition to his advisory role, he is also licensed as an insurance agent. FAO Wealth provides discretionary asset management services to individuals, trusts, and business entities, and serves as a 3(21) fiduciary for qualified retirement plans. The firm utilizes a combination of fundamental, technical, charting, and cyclical analysis for portfolio construction and emphasizes documented client profiles, ongoing management, and conflict oversight.
Floyd O
Series 63, Series 65
Boynton Beach, FL
FAO Wealth Inc
Floyd Ozeck is a financial advisor at FAO Wealth Inc with 24 years of industry experience. He holds Series 63 and Series 65 licenses and has a background that includes roles at CFS Securities, Inc. and Cooper Financial Services, Inc. He also operates an accounting practice as a certified public accountant. FAO Wealth Inc serves pooled and institutional retirement-plan clients, offering discretionary asset management and ERISA 3(21) fiduciary services. The firm’s investment process incorporates multiple analysis methods to develop strategies aligned with client objectives and risk tolerances, providing ongoing portfolio management and support tailored to qualified plans.
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