Trumbull, CT Office

FAO Wealth provides discretionary asset management to individuals, trusts, and business entities and also serves as a 3(21) fiduciary for qualified retirement plans, offering investment selection, asset allocation, portfolio monitoring, and plan-level advice. Client relationships are documented through individual profiles that record objectives, time horizons, and risk tolerances to tailor ongoing management.

The firm constructs portfolios using a mix of analysis methods — including fundamental, technical, charting, and cyclical analysis — and conducts periodic reviews for rebalancing and tax-loss harvesting opportunities. FAO Wealth generally manages accounts on a discretionary basis and directs custody and trade execution through a designated custodian.

A distinguishing feature of the firm is the disclosure of affiliated outside businesses: one principal maintains a separate certified public accounting practice and another maintains an insurance practice, and the brochure describes how these activities are disclosed and managed as potential conflicts of interest. Combining individualized portfolio management with explicit ERISA 3(21) plan services and documented conflict-mitigation and personal-trading oversight practices is notable relative to similarly sized supported firms.