Farrecian Investments Inc

Farrecian Investments serves individuals, high‑net‑worth clients, and business entities with a focus on management of variable annuity and variable life subaccounts, alongside financial planning and consulting. The firm is a small independent adviser that manages roughly $11.55 million for about 43 clients, with most assets handled on a non‑discretionary basis.

The firm’s typical engagement is non‑discretionary: it assembles and monitors portfolios of investment options made available through insurance contracts (annual reviews are standard), provides hourly or fixed‑fee financial plans, and when appropriate refers clients to third‑party money managers. In referral relationships the firm acts as a liaison and ongoing monitor for the TPMs, and it receives a disclosed portion of the TPM advisory fees and related incentives.

Notable distinctions include disclosed regulatory history in the firm’s brochure (a historical consent order relating to unregistered securities and a prior supervisory bar that was later vacated) and the principal’s ongoing activity as a licensed insurance agent that produces commission compensation. The combination of a primary focus on annuity subaccounts, predominantly non‑discretionary assets, and explicit referral/incentive arrangements with a third‑party manager sets the firm apart from most independent solo advisers and is identified in its disclosures as a potential conflict mitigated by disclosure and fiduciary procedures.