Fca Corp
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$453,419,337
Clients
175
Advisors
12
across 2 offices
About
FCA Corp provides portfolio management, financial planning, and consulting to individuals, managed entities, and open‑end investment companies. The firm manages separately managed accounts on both discretionary and non‑discretionary bases and serves as the investment adviser to the Commonwealth International Series Trust (the “Commonwealth Funds”).
FCA’s investment process emphasizes fundamental analysis and macroeconomic considerations to create customized portfolios that may include equities, fixed income, mutual funds/ETFs, alternative investments, options strategies and, where appropriate, margin. The firm offers ongoing supervision alongside non‑investment consulting (estate, tax, insurance) and implements client‑specific constraints; for example, clients may restrict purchases of Commonwealth Funds and FCA excludes the value of client common shares in an account from its asset‑based fee calculation.
Noteworthy aspects relative to peers include FCA’s dual role as adviser to a registered open‑end fund and as adviser/manager to pooled and private entities (including REITs, private equity and private debt vehicles), and its ownership by First Commonwealth Holdings Corp., with certain employees serving as officers or directors of privately held client entities (listed in the brochure). The brochure also discloses limited custody circumstances (e.g., related persons serving as trustees or standing transfer authorizations) and that FCA, in some cases, prepares tax returns for clients — features that are less common among multi‑team advisers.
Client services
Expertise
Occupation focus
Fee options
Annual fixed fee based on estimated services, complexity, and asset management fees; invoiced quarterly for some clients
$0 - $1,000,000: 1.0% per annum $1,000,000+: Less than 1.0% per annum (negotiated rate)
$60 to $550 per hour
Account minimum: $100,000
Main office
See office791 Town & Country Blvd, Suite 250
Houston TX 77024-3925
Advisors at this office
11
Offices (2)
Most active in
California · Florida · Louisiana · Massachusetts · Oklahoma · Texas
Also doing business as
Fca Corp · Ls Group, A Division Of Fca Corp.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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