A complete list of active advisors currently associated with Fendz Asset Management, Inc.

Warmer can help you find a great advisor at Fendz Asset Management, Inc. or one who fits your needs even better.

Fendz Asset Management, Inc. advises individual clients (including high‑net‑worth and non‑HNW individuals) as well as trusts, pension plans, and other entities, offering investment management, financial planning, selection of third‑party advisers, and pension consulting. The firm also provides participant account management for held‑away defined contribution plan accounts through a third‑party platform. The firm offers both discretionary and non‑discretionary management and reports approximately $7.85 million in discretionary assets and $7.10 million in non‑discretionary assets as of February 2, 2026, and charges fees primarily on a percentage‑of‑assets basis billed quarterly. Its investment process draws on fundamental, technical, charting and cyclical analysis, may include short‑term trading and option strategies, and accounts are reviewed at least quarterly for rebalancing. Notable departures from many peers appear in the firm’s disclosures: it reports prior regulatory matters resolved with the state regulator in 2015 related to custody and invoicing (consent without admitting or denying the findings and a $5,000 administrative fine) and an earlier industry suspension in 2006, which the brochure states are resolved. The firm is also a licensed insurance agency and discloses that its advisors sell insurance and receive separate commission compensation (noted as a significant portion of the firm’s activity), a potential conflict of interest described in the brochure.

To learn more about the advisors currently working at Fendz Asset Management, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.