A complete list of active advisors currently associated with Financial Concepts

Warmer can help you find a great advisor at Financial Concepts or one who fits your needs even better.

Financial Concepts provides discretionary investment supervisory services, financial planning, and pension consulting to individuals (including high-net-worth clients), charitable organizations, and small businesses. The firm offers implementation through multiple channels, including SEI Asset Allocation and Managed Account programs, alongside more traditional mutual fund and ETF strategies. The firm describes a buy-and-hold investment approach, recommending portfolios focused on growth, growth-and-income, and balanced mutual fund allocations and emphasizing equities as a hedge against inflation; portfolio changes are driven by clients’ circumstances rather than market timing. Accounts are monitored on an ongoing basis with at least quarterly reviews, and clients receive annual reports summarizing account performance; the firm also accepts fiduciary responsibilities for ERISA and IRA clients. Financial Concepts reports approximately $1.088 billion in assets under management, which translates to AUM per advisor above $200 million and a client-to-advisor ratio well over 200—figures that are uncommon among similar team firms. The brochure details participation in SEI’s Managed Account/DFS programs, use of American Funds/Capital Bank & Trust transfer-agent custody arrangements, and routine performance reporting; its client materials also reference performance information and third‑party resources used in client communications.

To learn more about the advisors currently working at Financial Concepts, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.