A complete list of active advisors currently associated with Financial Directions LLC

Warmer can help you find a great advisor at Financial Directions LLC or one who fits your needs even better.

Financial Directions LLC provides ongoing discretionary investment supervisory services and individual portfolio management to individuals, high-net-worth clients, and small business owners. The firm reports managing $737,846,215 across roughly 2,488 client accounts. Investment decisions are made on an individualized discretionary basis using fundamental, technical, and cyclical analysis and may include exchange-listed securities, mutual funds/ETFs, fixed income, and selective alternative or private offerings for qualified investors. The firm typically charges percentage-of-AUM fees (with retainer options), custodies assets primarily through Fidelity and American Funds, and relies on custodian statements rather than internally prepared performance reports. What is notable for a team RIA is the firm’s scale relative to its advisor count: three listed advisors oversee an unusually large client base and asset pool, implying a high client load per advisor and high AUM per advisor compared with peers. Despite that scale, the firm maintains individualized discretionary management, uses direct quarterly fee debits and standing letters of authorization for asset movements, and discloses an auxiliary tax-preparation service by a staff member that was scheduled to end with the 2026 filing season.

To learn more about the advisors currently working at Financial Directions LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.