A complete list of active advisors currently associated with Financial Empowerment

Warmer can help you find a great advisor at Financial Empowerment or one who fits your needs even better.

Financial Empowerment provides portfolio management and financial planning to individuals, high‑net‑worth households, charitable organizations, and business entities, and offers project‑based and ongoing planning as well as planning bundled with investment management. In addition to retail clients, the firm provides portfolio management services for institutional clients and offers investment consulting to other registered investment advisers, while not establishing advisory relationships with the advisers’ underlying clients. The firm’s investment approach combines cyclical and fundamental analysis with quantitative methods and modern portfolio theory, and it generally pursues a long‑term trading horizon while documenting client objectives and constraints in an Investment Policy Statement. Accounts are typically managed on a discretionary basis, and the firm requires clients to custody assets with a specified custodian and uses that custodian’s automated rebalancing tool for many trades. Noteworthy for a small, independent adviser, FE supplements its advisory practice with an hourly investment‑consulting business for other advisers — a business the brochure discloses can occupy market‑hour time and which the firm intends to reduce as its advisory business grows. The firm also discloses specific compliance and trading controls (a written Code of Ethics, quarterly reviews of personnel transactions, and policies to prioritize client orders for manual trades), requires use of a single custodian, and participates in a third‑party referral program.

To learn more about the advisors currently working at Financial Empowerment, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.