A complete list of active advisors currently associated with Financial Forum, Inc.

Warmer can help you find a great advisor at Financial Forum, Inc. or one who fits your needs even better.

Financial Forum serves individual and high‑net‑worth clients as well as businesses and not‑for‑profit organizations, providing investment management, financial planning, retirement and estate planning, tax and risk management, and employee/executive benefits coordination with other professionals. As disclosed in the brochure, the firm managed $285,773,471 on a discretionary basis as of December 31, 2025 and reports serving 572 client relationships through a four‑advisor team. The firm’s investment approach is grounded in Modern Portfolio Theory and emphasizes tailored portfolios developed via client questionnaires or interviews, with most accounts managed on a discretionary basis and reviewed at least annually (typically quarterly). Financial Forum may implement long‑ and short‑term trades, options and margin where appropriate, and it can access and trade clients’ employer or third‑party accounts (for example 401(k) and HSA plans) through the Pontera Order Management System subject to the investment choices available in those accounts. A feature that distinguishes Financial Forum from many peers is that it sponsors a wrap‑fee program for some existing clients while generally opening new accounts on a non‑wrap basis, a practice the brochure notes and supplements in an appended Wrap Fee Brochure. The firm also discloses that some representatives are licensed to sell insurance and may receive commissions, and that it receives custodial and technology benefits from recommended custodians; those arrangements and potential conflicts are described in the brochure.

To learn more about the advisors currently working at Financial Forum, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.