A complete list of active advisors currently associated with Financial Forum, Inc.

Warmer can help you find a great advisor at Financial Forum, Inc. or one who fits your needs even better.

Financial Forum provides investment management and financial planning to individuals (including high‑net‑worth clients), businesses, and nonprofit organizations. Services described in its brochure include asset and cash management, retirement and estate planning, education funding, risk and tax management, employee and executive benefits, and coordination with clients’ attorneys and CPAs, and the firm can access and trade certain outside accounts (401(k), HSA, and other custodial accounts) through the Pontera order management system. The firm’s investment approach is grounded in Modern Portfolio Theory, emphasizing diversified portfolios built from equities, fixed income, ETFs, and mutual funds while permitting tactical elements such as options, margin, and short‑term trading when appropriate. Financial Forum generally manages accounts on a discretionary basis, establishes objectives via an investor questionnaire with at least annual reviews, charges percentage‑of‑AUM fees billed monthly, and notes that some legacy accounts are managed through a wrap fee program while most new accounts are opened on a non‑wrap basis. What is distinctive for this firm is that it sponsors a wrap fee program for certain existing clients — a feature that is uncommon among peers — and reports limited custody related to standing limited transfer authorizations (SLOAs). The firm also receives additional custodial services and reporting tools from large broker‑dealers and operates with a small team that combines long‑tenured advisors and recent hires with small‑business and board experience, arrangements that are disclosed as potential sources of conflicts of interest (for example, insurance licensing and custodial economic benefits).

To learn more about the advisors currently working at Financial Forum, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.