Financial Innovations, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$505,399,435
Clients
334
Advisors
2
of 2 employees
About
Financial Innovations, LLC provides investment advisory and financial planning services to individual clients (including high-net-worth individuals), retirement plans, trusts, estates and other entities, offering portfolio management (delivered on a non-discretionary basis), modular financial planning, and retirement-plan advisory work. The firm reports approximately $535 million in assets under management and provides plan-level fiduciary advice for ERISA clients.
Advice is delivered through a consultative, client-directed approach that requires client approval before trades and leverages the VISION2020 Wealth Management Platform for asset-allocation modeling, risk profiling, efficient-frontier analysis, and rebalancing tools. Financial planning services are offered on a written or hourly basis and the firm conducts quarterly account monitoring and periodic reviews tied to client circumstances.
Notable distinctions in the brochure include an affiliation with an attorney/CPA practice (Estate Innovations) and a relatively small advisory staff overseeing a large asset base, resulting in more than $200 million of client assets per advisor. The firm also discloses public seminars and workshops and dual registrations that allow commission-based securities and insurance sales, which the brochure identifies as potential sources of conflicts of interest alongside its non-discretionary, client-directed execution model.
Client services
Expertise
Occupation focus
Fee options
Fixed fees ranging from $1,000 to $20,000 annually for financial planning services
$0 - $500,000: 1.50% $500,001 - $5,000,000: 1.00% Over $5,000,000+: 0.80%
Commissions earned by dually registered representatives for securities and insurance products, separate from advisory fees
Up to $750 per hour for financial planning services
Account minimum: $500,000 Fee-only: Fixed fees from $1,000 to $20,000 annually; hourly fees up to $750/hour
Main office
6111 Peachtree Dunwoody Road, Suite F101
Atlanta GA 30328
Advisors at this office
2
Most active in
California · Colorado · Florida · Georgia · Louisiana · New York · North Carolina · Tennessee · Texas · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Laura S
CFP®, PFS™, Series 63
Atlanta, GA
Financial Innovations, LLC
Laura Schilling is a CFP®, PFS™, and Series 63-licensed financial advisor with 23 years of industry experience. She is affiliated with Financial Innovations, LLC and has a background that includes roles at Osaic Wealth, Inc., Triad Advisors, Inc., and others. In addition to her advisory work, she operates a law practice specializing in estate planning and basic corporate law. Financial Innovations, LLC provides portfolio management, financial planning, and retirement-plan advisory services to individuals, trusts, estates, and employee benefit plans, serving both individual and high-net-worth clients. The firm employs a goals-based process and the VISION2020 Wealth Management Platform to tailor non-discretionary investment strategies aligned with clients’ objectives and risk tolerance.
Charles G
Series 66
Atlanta, GA
Financial Innovations, LLC
Charles Goldberg is a financial advisor at Financial Innovations, LLC with 21 years of industry experience. He holds a Series 66 designation and has worked at firms including Triad Advisors and OSAIC. Goldberg is also a licensed CPA and attorney, maintaining separate practices in tax preparation and legal services. Financial Innovations, LLC provides portfolio management, financial planning, and retirement-plan advisory services to individuals, trusts, estates, and employee benefit plans. The firm employs a goals-based process and the VISION2020 Wealth Management Platform to deliver customized, non-discretionary investment advice across a broad range of assets.
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