A complete list of active advisors currently associated with Financial Innovations, LLC

Warmer can help you find a great advisor at Financial Innovations, LLC or one who fits your needs even better.

Financial Innovations, LLC provides investment advisory and financial planning services to individual clients (including high-net-worth individuals), retirement plans, trusts, estates and other entities, offering portfolio management (delivered on a non-discretionary basis), modular financial planning, and retirement-plan advisory work. The firm reports approximately $535 million in assets under management and provides plan-level fiduciary advice for ERISA clients. Advice is delivered through a consultative, client-directed approach that requires client approval before trades and leverages the VISION2020 Wealth Management Platform for asset-allocation modeling, risk profiling, efficient-frontier analysis, and rebalancing tools. Financial planning services are offered on a written or hourly basis and the firm conducts quarterly account monitoring and periodic reviews tied to client circumstances. Notable distinctions in the brochure include an affiliation with an attorney/CPA practice (Estate Innovations) and a relatively small advisory staff overseeing a large asset base, resulting in more than $200 million of client assets per advisor. The firm also discloses public seminars and workshops and dual registrations that allow commission-based securities and insurance sales, which the brochure identifies as potential sources of conflicts of interest alongside its non-discretionary, client-directed execution model.

To learn more about the advisors currently working at Financial Innovations, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.