Financial Planning Professionals, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$32,406,652
This total excludes 34 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
77
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
77
Very HighAverage account size
$420,866
About
Financial Planning Professionals provides discretionary asset management and comprehensive financial planning to a mix of high-net-worth individuals, pension and profit-sharing plans, corporations, trusts, estates and charitable organizations. In addition to advisory services billed as a percentage of assets under management, the firm also offers commissionable fixed insurance products and works with investment company and insurance-company clients.
The firm manages client assets through named global asset allocation model portfolios (conservative, moderately aggressive and aggressive) that emphasize ETFs and incorporate periodic market timing and reallocation rather than a pure buy-and-hold approach. Clients who engage financial planning receive a written plan and may separately elect to implement recommendations through the firm’s asset-management programs, which are billed and typically debited quarterly in advance.
Compared with many independent advisory boutiques, FPP is notable for serving investment-company and insurance-company clients while also maintaining insurance licenses and receiving commissions on fixed insurance sales, a potential conflict the brochure discloses. The firm, founded in 1993, routinely recommends Schwab custodial services, may debit advisory fees from client accounts, and may process client-directed asset transfers under standing instructions while meeting SEC conditions that avoid a surprise custody audit.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Passive / index investing
Fee options
$0 - $500,000: 1.90% annually $500,001 - $1,000,000: 1.70% annually $1,000,001 - $1,500,000: 1.50% annually $1,500,001 - $2,000,000: 1.30% annually $2,000,001 - $4,000,000: 1.30% annually $4,000,001 - $6,000,000: 1.10% annually $6,000,001 - $8,000,000: 0.90% annually $8,000,001 - $12,000,000: 0.70% annually $12,000,001 - $15,000,000: 0.58% annually $15,000,001 - $20,000,000: 0.50% annually $20,000,001+: 0.48% annually
Fee-only: Comprehensive Financial Planning Services fees range from $800 to $5,000 based on income and net worth
Main office location
Financial Planning Professionals, Inc.
759 Sw Federal Highway, 200 E
Stuart FL 34994, United States
Number of offices
2
Most active in
Financial Planning Professionals, Inc. has reported serving >5 clients in these states in the last 12 months.
Florida · Louisiana · New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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