A complete list of active advisors currently associated with Financial Prescriptions, LLC

Warmer can help you find a great advisor at Financial Prescriptions, LLC or one who fits your needs even better.

Financial Prescriptions serves individual and high‑net‑worth clients with comprehensive financial planning and consulting, and arranges investment management by recommending and coordinating with third‑party institutional managers. The firm follows a structured, multi‑phase planning process that includes an initial complimentary meeting, interactive online plan development, a presentation of recommendations, and a limited implementation support period. Its investment approach combines fundamental and technical analysis and uses a mix of active and passive strategies across mutual funds, ETFs and REITs sourced from external managers. The firm typically provides advice on a non‑discretionary basis—requiring client approval for transactions—while recommended third‑party managers frequently assume discretionary authority for day‑to‑day portfolio management. Distinctive features disclosed in the brochure include regular educational e‑newsletters issued twice monthly and up to a year of client access to the MoneyGuidePro planning platform, both of which are less common among peers. The brochure also notes the firm’s principal maintains outside clinical employment and discloses a 2008 FINRA disciplinary action (suspension and fine) that appears in the public record.

To learn more about the advisors currently working at Financial Prescriptions, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.