Fiori Financial Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$532,137,475
Clients
224
Advisors
5
across 2 offices
About
Fiori Financial Group is an SEC-registered investment adviser with a four‑advisor team managing roughly $565 million for about 224 clients. The firm offers discretionary portfolio management (including a firm‑sponsored wrap fee program) and pension consulting services for individuals, high‑net‑worth clients, and retirement plans, and it requires a $2.5 million minimum to establish an advisory relationship (waivable at the firm’s discretion).
The firm describes a multi‑disciplinary investment process in its brochure, combining fundamental, technical and charting analysis and implementing strategies that range from long‑term holdings to short‑term trading, option writing (generally covered options), margin, and other derivatives. Fiori Financial Group also provides ongoing account supervision and rebalancing, manages held‑away retirement plan assets through an account aggregation service called Pontera, and discloses use of securities‑backed lines of credit (SBLOCs) as an option for clients.
Several operational and product features set the firm apart from many peers: it is the portfolio manager and sponsor of its own wrap fee program with custody and execution arranged through Goldman Sachs Custody Solutions and Charles Schwab, it discloses third‑party ratings in its materials, and it uses derivatives within separately managed accounts—each an attribute the brochure highlights and that is relatively uncommon among comparable team firms. The brochure also notes practical considerations such as the firm’s use of AI tools for certain workflows and the potential conflicts tied to affiliated broker‑dealer and insurance activities, which the firm discloses and addresses in its compliance policies.
Client services
Expertise
Fee options
Fixed fees or percentage of plan assets for Pension Consulting Services, negotiated on a case-by-case basis.
$0 - $1,000,000: 1.65% annually $1,000,000 - $3,500,000: 1.50% annually $3,500,000 - $7,500,000: 1.35% annually $7,500,000 - $10,000,000: 1.15% annually $10,000,000 - $20,000,000: 0.95% annually $20,000,000 - $30,000,000: 0.90% annually $30,000,000+: 0.75% annually
Account minimum: $2,500,000
Main office
See office205 South East 20th St
Fort Lauderdale FL 33316
Advisors at this office
4
Offices (2)
Most active in
California · Florida · Maryland · Nebraska · New Jersey · North Carolina · Texas
Also doing business as
Ffg Partners, LLC · Fiori Financial Group · Fiori Financial Group, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)