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Fort Lauderdale, FL Office

Team
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Fiori Financial Group logo

Fiori Financial Group

Team

Firm-wide stats for Fiori Financial Group

Total advisors

5

Across 2 offices

Clients per advisor

45 Low

Avg AUM per client

$2,375,614 Very High

HNW client ratio

46% High

About

Fiori Financial Group is an SEC-registered investment adviser with a four‑advisor team managing roughly $565 million for about 224 clients. The firm offers discretionary portfolio management (including a firm‑sponsored wrap fee program) and pension consulting services for individuals, high‑net‑worth clients, and retirement plans, and it requires a $2.5 million minimum to establish an advisory relationship (waivable at the firm’s discretion).

The firm describes a multi‑disciplinary investment process in its brochure, combining fundamental, technical and charting analysis and implementing strategies that range from long‑term holdings to short‑term trading, option writing (generally covered options), margin, and other derivatives. Fiori Financial Group also provides ongoing account supervision and rebalancing, manages held‑away retirement plan assets through an account aggregation service called Pontera, and discloses use of securities‑backed lines of credit (SBLOCs) as an option for clients.

Several operational and product features set the firm apart from many peers: it is the portfolio manager and sponsor of its own wrap fee program with custody and execution arranged through Goldman Sachs Custody Solutions and Charles Schwab, it discloses third‑party ratings in its materials, and it uses derivatives within separately managed accounts—each an attribute the brochure highlights and that is relatively uncommon among comparable team firms. The brochure also notes practical considerations such as the firm’s use of AI tools for certain workflows and the potential conflicts tied to affiliated broker‑dealer and insurance activities, which the firm discloses and addresses in its compliance policies.

Based on Fiori Financial Group

Expertise

Options & derivatives strategies

Based on Fiori Financial Group

Location

205 South East 20th St

Fort Lauderdale FL 33316

Advisors at this office

4

Advisors at this office

user avatar

Abraham A

Series 66

Fort Lauderdale, FL

Fiori Financial Group

Abraham Arce is a financial advisor with Fiori Financial Group in Fort Lauderdale, FL, holding a Series 66 designation and seven years of industry experience. He has worked at firms including Raymond James Financial Services Advisors and Alpha Insurance Advisors. Outside of advising, he is a part owner of an ice vending machine business, AC Ice Slingers, LLC. Fiori Financial Group is an SEC-registered investment adviser that provides discretionary portfolio management and pension consulting to individuals, retirement plans, trusts, estates, and business entities. The firm employs a combination of fundamental, technical, and charting analysis to build diversified portfolios and sponsors a bundled wrap-fee program with trade execution and custody relationships at Goldman Sachs and Charles Schwab.

Options & derivatives strategies
user avatar

Marguerite F

Series 63, Series 65, Series 66

Fort Lauderdale, FL

Fiori Financial Group

Marguerite Fiori is a financial advisor at Fiori Financial Group in Fort Lauderdale, FL, with 28 years of industry experience. She holds the Series 63, Series 65, and Series 66 registrations and has previously worked with Raymond James Financial Services Advisors Inc. and has been a Certified Divorce Financial Analyst. Outside of her advisory role, she owns and manages FFG Realty, LLC, providing real estate consulting and property management, and is involved in several entrepreneurial ventures including financial backing for a band. Fiori Financial Group is an SEC-registered investment adviser with a four-advisor team managing approximately $565 million for individual, high-net-worth, and retirement plan clients. The firm employs a multi-disciplinary investment approach that incorporates fundamental, technical, and charting analysis, offering a range of strategies from long-term holdings to option writing and derivatives, with operational features such as managing its own wrap fee program and utilizing AI tools in workflows.

Options & derivatives strategies
user avatar

Leslie V

Series 66

Fort Lauderdale, FL

Fiori Financial Group

Leslie Vigil is a financial advisor with Fiori Financial Group in Fort Lauderdale, FL, holding a Series 66 credential and 19 years of industry experience. Prior to joining Fiori Financial Group, Leslie worked at Raymond James Financial Services Advisors, Inc., Securities America, Inc., and Investacorp Inc. Outside of financial advising, Leslie is an independent travel agent affiliated with Archer Travel. Fiori Financial Group is an SEC-registered investment adviser managing approximately $565 million for around 224 clients. The firm serves individuals, high-net-worth clients, and retirement plans through discretionary portfolio management and pension consulting, employing a multi-disciplinary investment process that integrates fundamental, technical, and charting analysis across various strategies.

Options & derivatives strategies
user avatar

Gabriel L

CFA®, Series 66

Fort Lauderdale, FL

Fiori Financial Group

Gabriel Levy is a CFA® charterholder and Series 66 licensee with seven years of industry experience. He is currently a junior partner, portfolio strategist, and Chief Operating Officer at Fiori Financial Group in Fort Lauderdale, FL. Prior to this, he held roles at Raymond James Financial Services and Liebman Group. Outside of his advisory work, he owns GEL Capital, LLC, a support company created for tax purposes. Fiori Financial Group is an SEC-registered adviser with a four-advisor team managing approximately $565 million for around 224 clients. The firm serves individuals, high-net-worth clients, and retirement plans, employing a multi-disciplinary investment process that incorporates fundamental, technical, and charting analysis alongside strategies such as long-term holdings, short-term trading, and option writing.

Options & derivatives strategies
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