First Class Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
First Class Capital provides portfolio management and financial planning to individual investors and a range of institutional clients, explicitly noting relationships with pension/profit‑sharing plans and banking institutions. The firm also offers tailored services for small businesses and can select sub‑advisers or fund managers to meet client needs.
The investment approach is grounded in modern portfolio theory and a quantitative focus on intra‑portfolio correlation to construct portfolios of low‑correlation holdings and to manage diversification. Portfolios are managed on a discretionary basis, with rebalancing to capture market swings and the use of alternatives such as options and, in separately managed accounts, derivatives to hedge risk.
Compared with many small independent advisers, the firm offers a performance‑based fee option in addition to standard percentage‑of‑assets billing and serves an atypical mix of institutional clients (including banks and pension plans). The practice manages roughly $10 million for a limited number of clients and the principal maintains an outside role as a FINRA arbitrator, details that bear on supervision and conflict‑of‑interest disclosures.
Client services
Expertise
Occupation focus
Fee options
$0 - $150,000: 1.5% $150,001 - $399,999: 1.25% $400,000+: 1%
Commissions may be received based on Insurance products or other non-security related investment instruments.
15% of all capital profits earned, calculated quarterly in arrears, with no management fees based on AUM.
Main office
221 N Jefferson Ave
Liberty MO 64068
Advisors at this office
1
Most active in
Missouri
Also doing business as
First Class Capital · First Class Capital LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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