A complete list of active advisors currently associated with First Class Capital

Warmer can help you find a great advisor at First Class Capital or one who fits your needs even better.

First Class Capital provides portfolio management and financial planning to individual investors and a range of institutional clients, explicitly noting relationships with pension/profit‑sharing plans and banking institutions. The firm also offers tailored services for small businesses and can select sub‑advisers or fund managers to meet client needs. The investment approach is grounded in modern portfolio theory and a quantitative focus on intra‑portfolio correlation to construct portfolios of low‑correlation holdings and to manage diversification. Portfolios are managed on a discretionary basis, with rebalancing to capture market swings and the use of alternatives such as options and, in separately managed accounts, derivatives to hedge risk. Compared with many small independent advisers, the firm offers a performance‑based fee option in addition to standard percentage‑of‑assets billing and serves an atypical mix of institutional clients (including banks and pension plans). The practice manages roughly $10 million for a limited number of clients and the principal maintains an outside role as a FINRA arbitrator, details that bear on supervision and conflict‑of‑interest disclosures.

To learn more about the advisors currently working at First Class Capital, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.