FirstGen Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,900,000
Clients
21
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
21
TypicalAverage account size
$328,571
About
FirstGen Wealth provides investment management and a range of financial planning services to individuals, high‑net‑worth clients, and businesses, and also advises employer plan sponsors on participant‑directed retirement plans. The firm reports managing about $6.9 million across a small client base and offers ongoing, project‑based, and limited hourly planning engagements.
Portfolios are constructed with a passive, asset‑allocation approach grounded in Modern Portfolio Theory, and discretionary portfolio management is commonly delivered alongside the firm’s ongoing planning engagements and access to a web‑based financial planning platform. Financial planning is modular and covers topics such as cash flow, retirement and distribution planning, tax considerations, estate planning, insurance review, and college savings, with clients able to impose reasonable investment restrictions.
Compared with many independent advisers, the firm’s provision of employee benefit plan consulting — including plan design, investment option review, and participant education — is a relatively uncommon service. The firm also places notable emphasis on financial education through group seminars, speaking engagements, and a small‑group coaching program (three months, limited enrollment), including occasional pro‑bono presentations, extending its client offerings beyond one‑on‑one advisory work.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Retirement withdrawal strategies
Occupation focus
Founder/Business Owner
Executive
Demographic focus
Mid-Career Professionals
Values-based investing
Fee options
Fixed fees typically ranging between $990 and $2,970 for Limited Financial Planning Sessions; upfront fee of $1,000 to $2,500 for Ongoing Financial Planning; $3,500-$6,000 for individuals and $5,000-$7,000 for couples for Project-Based Financial Planning; $1,500-$4,000 for Financial Check-Up
$0+: 0.25% - 0.50% annually for stand-alone Investment Management Services $0+: Up to 0.25% of total plan assets annually for Employee Benefit Plan Services
Hourly rate of $495 per hour for Limited Financial Planning Sessions
Ongoing Financial Planning fee paid monthly or quarterly in advance, minimum annual fee $6,500 excluding upfront fee
Minimum fee: Minimum annual fee of $6,500 (exclusive of upfront fee) for Ongoing Financial Planning Services
Main office location
FirstGen Wealth
Chicago IL, United States
Number of offices
1
Most active in
FirstGen Wealth has reported serving >5 clients in these states in the last 12 months.
California · Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")