Fleet Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Fleet Capital Management, LLC is a fee‑only independent investment adviser that provides discretionary portfolio management to individuals, high‑net‑worth families, trusts, foundations and charitable institutions. The firm manages approximately $18.6 million for a small client base and primarily invests in stocks and exchange‑traded funds, with assets commonly custodied at Schwab Institutional or a client’s chosen custodian.
The firm’s investment approach emphasizes downside protection and risk management over return maximization, using quantitative techniques grounded in Modern Portfolio Theory. Portfolios are constructed within a Risk‑Managed Trading Account framework that assigns clients to sub‑portfolios based on risk tolerance and uses metrics such as Alpha, Beta, Sharpe and up/down capture, alongside subscription‑based screening tools and a consistency analysis of investments’ placement in a northwest‑quadrant framework.
Notable characteristics for a solo independent adviser include a client mix heavily weighted to high‑net‑worth families (over 95% of managed accounts), daily monitoring of holdings, and regular client reviews often conducted via video conferencing. The firm discloses a prior client arbitration and a brief FINRA suspension in its regulatory history, maintains a written Code of Ethics, and reports that it does not accept soft‑dollar benefits, instead paying for research and technology on a subscription basis.
Client services
Expertise
Fee options
0.5% to 1.0% based on risk account level chosen
Account minimum: $250,000 Fee-only: Fee-only investment advisory firm charging percentage of assets under management.
Main office
4590 13th Street, Unit 103
Boulder CO 80304
Advisors at this office
1
Most active in
Colorado · Washington
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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