A complete list of active advisors currently associated with Fleet Capital Management, LLC

Warmer can help you find a great advisor at Fleet Capital Management, LLC or one who fits your needs even better.

Fleet Capital Management, LLC is a fee‑only independent investment adviser that provides discretionary portfolio management to individuals, high‑net‑worth families, trusts, foundations and charitable institutions. The firm manages approximately $18.6 million for a small client base and primarily invests in stocks and exchange‑traded funds, with assets commonly custodied at Schwab Institutional or a client’s chosen custodian. The firm’s investment approach emphasizes downside protection and risk management over return maximization, using quantitative techniques grounded in Modern Portfolio Theory. Portfolios are constructed within a Risk‑Managed Trading Account framework that assigns clients to sub‑portfolios based on risk tolerance and uses metrics such as Alpha, Beta, Sharpe and up/down capture, alongside subscription‑based screening tools and a consistency analysis of investments’ placement in a northwest‑quadrant framework. Notable characteristics for a solo independent adviser include a client mix heavily weighted to high‑net‑worth families (over 95% of managed accounts), daily monitoring of holdings, and regular client reviews often conducted via video conferencing. The firm discloses a prior client arbitration and a brief FINRA suspension in its regulatory history, maintains a written Code of Ethics, and reports that it does not accept soft‑dollar benefits, instead paying for research and technology on a subscription basis.

To learn more about the advisors currently working at Fleet Capital Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.