A complete list of active advisors currently associated with Focus Wealth Advisors LLC

Warmer can help you find a great advisor at Focus Wealth Advisors LLC or one who fits your needs even better.

The firm provides financial planning, portfolio management and consultative services to individuals — including high-net-worth clients — and to a range of institutional sponsors. Services available include hourly and flat-fee financial plans, a quarterly retainer option, and Investment Managed Asset Allocation Portfolios with account maintenance and reporting. Investment management is built on Modern Portfolio Theory and formal investment policy statements, with asset-allocation driven portfolios using primarily open‑end mutual funds and ETFs, regular rebalancing and discretionary trading authority exercised on behalf of clients. Trade execution and custody are handled through Charles Schwab, and fees for the managed-portfolio program are charged as a percentage of assets and debited from clients’ Schwab accounts on a quarterly basis. The firm’s business combines percentage-of-AUM managed accounts and a quarterly retainer structure with licensed insurance distribution: advisors are licensed insurance producers and the brochure discloses they may receive commissions on annuities, with conflicts to be disclosed to clients. For a two-adviser, sub-$20 million firm, it is also notable that the staff list a range of advanced credentials in areas such as sustainable investing and digital assets while serving both individual HNW clients and institutional plan types.

To learn more about the advisors currently working at Focus Wealth Advisors LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.