A complete list of active advisors currently associated with Focused Alpha, LLC

Warmer can help you find a great advisor at Focused Alpha, LLC or one who fits your needs even better.

Focused Alpha is a team-based SEC-registered adviser managing roughly $664 million for about 540 clients through a six-advisor team. The firm provides discretionary portfolio management, standalone and integrated financial planning, participant education and consulting for employer-sponsored 401(k) plans, and periodic educational seminars for pre-retirees and retirees. Its investment process is rules- and model-driven, emphasizing tail-risk management and a behavioral-finance framework the brochure calls “ESP” to reduce emotion-driven decisions; the firm uses quantitative optimization, technical analysis, and third-party models in portfolio construction. Portfolios typically employ mutual funds, ETFs and individual securities and, where appropriate, limited option strategies and exposure to digital assets, and FA may allocate client assets to third-party sub-advisers through model platforms. What is distinctive for a firm of this size is that FA operates its portfolio services exclusively through a wrap-fee program and discloses that advisory personnel may receive commission-based compensation for insurance products (the firm’s representatives are licensed insurance agents), arrangements it notes can create conflicts of interest. The firm also serves institutional-type clients such as state or municipal entities, maintains a sub-advisory relationship with Fidelity Managed Account Xchange (FMAX), and participates in institutional custodian programs that provide third‑party services and benefits disclosed in its brochure.

To learn more about the advisors currently working at Focused Alpha, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.