Focused Alpha, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$492,733,258
Clients
541
Advisors
6
across 5 offices
About
Focused Alpha, LLC is a SEC-registered advisory firm managing roughly $664 million for a multi-advisor team and advising individuals, high-net-worth clients, trusts, corporations, retirement plans, and certain public entities. It offers discretionary portfolio management, standalone and integrated financial planning, 401(k) plan consulting and participant education, and periodic workshops and seminars.
The firm describes a rules-based, behaviorally informed investment process that emphasizes tail-risk management and “emotion-free” decision making (an “ESP” approach), using quantitative optimization, technical and computer-based analysis to construct portfolios. Portfolios typically include stocks, ETFs, mutual funds and fixed income and may incorporate options, digital assets, structured products, and the use of third-party sub-advisers accessed through Fidelity’s FMAX platform.
Noteworthy differences from many peers include operating portfolio management exclusively as a wrap-fee program sponsor and disclosing that advisory personnel are also licensed to sell insurance and may receive commissions for insurance product sales. The brochure also identifies municipal and other government entities among its client types and discloses the firm’s principals’ outside business investments and relationships, which the firm notes can create referral or conflict-of-interest considerations.
Client services
Expertise
Fee options
Fixed fees for financial planning from $500 to $25,000, based on scope and estimated hours.
Advisory professionals may receive commission-based compensation for insurance product sales.
Hourly financial planning at $350 per hour.
Account minimum: $250,000 Fee-only: Financial planning fixed fees range from $500 to $25,000 depending on scope; hourly financial planning at $350/hr.
Main office
See office5680 Greenwood Plaza Blvd, Suite 120
Greenwood Village CO 80111
Advisors at this office
3
Offices (5)
Greenwood Village, CO
5680 Greenwood Plaza Blvd Suite 120, Greenwood Village, CO 80111
3 advisors
Mesa, AZ
Mesa, AZ
1 advisor
Phoenix, AZ E Camelba30ck Road
2390 E Camelba30ck Road Suite 130, Phoenix, AZ 85016
1 advisor
Phoenix, AZ E Camelback Rd
2390 E Camelback Rd Suite 130, Phoenix, AZ 85016
1 advisor
Tempe, AZ
Tempe, AZ
1 advisor
Most active in
Arizona · California · Colorado · Florida · Illinois · Louisiana · Maryland · Michigan · Nebraska · Nevada · New Hampshire · North Carolina · Oregon · Texas · Virginia · Washington
Also doing business as
Focused Alpha, LLC · Four Corners Wealth Partners · Goldin Wealth Management · Mkf Private Wealth Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
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