Foliage Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Foliage Financial was founded in 2025 and currently reports no assets under management. The firm offers discretionary and non‑discretionary asset management delivered mainly through third‑party platform programs (Orion Portfolio Solutions and SEI Managed Account Solutions) and also provides financial planning and consulting, including one‑time plans and employer/nonprofit group pricing.
The firm typically implements client strategies by recommending model portfolios, sub‑advised solutions, or custom managed accounts and then monitoring those third‑party managers and platforms on an ongoing basis. Its stated methods of analysis include technical and charting techniques and Monte Carlo planning, it permits client‑imposed investment restrictions, and it performs periodic account reviews (quarterly).
Noteworthy aspects disclosed in the brochure include that the firm’s principal conducts outside business activities as a registered representative of a broker‑dealer and as a licensed insurance agent, and the firm receives commissions and referral fees from third‑party managers and product sales — arrangements identified as potential conflicts of interest and addressed by disclosure and fiduciary policies. The firm also accepts hourly planning engagements (in addition to fixed planning engagements), relies on platform relationships that require use of platform broker‑dealers, and may receive related platform or soft‑dollar benefits.
Client services
Expertise
Fee options
One-time financial plan fees ranging from $1,500 to $7,500 depending on assets under management; group pricing for employer/non-profit organizations also available.
$0 - $1,000,000: 1.50% annually $1,000,000.01 - $3,000,000: 1.15% annually $3,000,000.01 - $5,000,000: 0.90% annually $5,000,000.01+: 0.75% annually
Investment Advisor Representatives receive external compensation from sales of investment related products such as securities and insurance commissions.
$225 per hour
Main office
Bonita Springs FL
Advisors at this office
1
Most active in
Florida
Also doing business as
Foliage Financial · Foliage Financial Planning LLC · Foliage Financial Services, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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