Footprints Asset Management & Research, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Footprints Asset Management & Research is an SEC‑registered investment adviser that manages roughly $41.9 million for about 100 clients, primarily individual and high‑net‑worth investors, along with retirement plans and an investment company (a mutual fund). The firm provides discretionary investment supervisory services through separately managed accounts and offers guidance on IRA rollovers and portfolio construction.
The firm manages portfolios under an “Absolute Value” philosophy oriented to multi‑year holding periods (typically three to five years), applying fundamental and technical analysis and tailoring tax considerations on a client‑by‑client basis. FAMR may use margin and limited derivatives strategies in its SMAs, including covered‑call option writing, and performs ongoing monitoring with at least monthly reviews.
Compared with similarly sized supported advisers, Footprints is noteworthy for serving an investment company client and for explicitly employing derivatives within separately managed accounts—both practices that are relatively uncommon among peers. The firm operates a small team that centralizes trade aggregation and allocation processes and custodies client assets through a national institutional custodian, which it cites as part of its execution and reporting framework.
Client services
Expertise
Occupation focus
Fee options
$0 - $100,000: 2.00% $100,001 - $500,000: 1.75% $500,001 - $1,000,000: 1.50% $1,000,001+: 1.00%
Account minimum: $200,000 Fee-only: Quarterly advisory fees charged in arrears as a percentage of assets under management; fees negotiable.
Main office
See officeOmaha NE
Advisors at this office
1
Offices (2)
Most active in
Iowa · Nebraska · Texas
Also doing business as
Footprints Asset Management & Research, Inc. · Lococo Asset Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Stephen L
Series 63, Series 65
Omaha, NE
Footprints Asset Management & Research, Inc.
Stephen Lococo is a financial advisor with Footprints Asset Management & Research, Inc. He holds Series 63 and Series 65 licenses and has 45 years of industry experience. He has been with GVC Capital LLC since 2003 and is the owner of Midtown Body and Paint Shop, a business unrelated to investments. Lococo also serves on the board of directors of Wegener Corp, a public company specializing in satellite communication equipment. Footprints Asset Management & Research provides discretionary investment supervisory services and separately managed accounts to individuals, pension plans, corporations, and a mutual fund client. The firm follows an Absolute Value investment philosophy focused on long-term wealth creation and incorporates derivatives, primarily covered-call writing, in its portfolio management.
Zachary H
Series 65
Omaha, NE
Footprints Asset Management & Research, Inc.
Zachary Houston is a financial advisor with Footprints Asset Management & Research, Inc., holding a Series 65 designation and bringing 10 years of industry experience. He has been with Footprints since 2015 and concurrently affiliated with Northern Lights Distributors, LLC since 2017. Footprints Asset Management & Research is an SEC-registered investment adviser managing approximately $41.9 million for about 100 clients, including individuals, high-net-worth investors, retirement plans, and a mutual fund. The firm follows an "Absolute Value" investment philosophy with multi-year holding periods, incorporates both fundamental and technical analysis, and employs derivatives strategies within separately managed accounts.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")