Fortyone Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
FortyOne Asset Management provides discretionary investment management through separately managed accounts for individuals (including high-net-worth clients), trusts, IRAs and retirement plans, charitable organizations, family offices, corporations, and other institutional clients. The firm does not offer financial planning, tax, legal, accounting, or insurance advice and delivers services under written advisory agreements with custodians holding client assets.
Its core investment approach is a concentrated U.S. equity strategy that generally holds approximately 25 to 35 companies, while also offering broader liquid portfolios that can include fixed-income securities, ETFs, international securities, and listed options used for hedging or risk management. Research and portfolio decisions draw on fundamental, technical, valuation, trend, and relative-strength analysis, and accounts are managed on a discretionary basis subject to client-imposed restrictions.
Compared with many small independent advisers, FortyOne’s client base explicitly includes institutional entities such as family offices, charitable organizations, corporations, and ERISA-covered retirement plans, a less common focus for firms of this size; the brochure also discloses key-person risk and a business continuity plan. The firm states it does not receive commissions or transaction-based compensation, has not charged performance-based fees, and filed its initial Form ADV with no regulatory assets under management as of the filing date.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.25% $1,000,000 - $5,000,000: 1.00% $5,000,000 - $10,000,000: 0.75% $10,000,000 - $25,000,000: 0.60% $25,000,000 - $50,000,000: 0.40% $50,000,000+: 0.30%
Account minimum: $1,000,000 Minimum fee: $12,500 minimum annual fee, unless waived
Main office
Naples FL
Advisors at this office
1
Most active in
Florida
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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