Cartersville, GA W. Main Street Office
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Foundations Investment Advisors LLC
Multi-team
Firm-wide stats for Foundations Investment Advisors LLC
About
Foundations Investment Advisors, LLC is a registered investment adviser that provides financial planning and ongoing portfolio management to a broad client base, including individual and high‑net‑worth clients, employer‑sponsored retirement plans, and registered investment companies. Services are delivered through a large network of affiliated offices and investment adviser representatives and include investment management, financial planning, tax coordination, and sub‑advisory arrangements.
The firm tailors advice through confidential client profiles and assigns discretionary or non‑discretionary authority to its IARs, using model portfolios and an asymmetric rebalancing approach to manage drift. Foundations employs a mix of fundamental, technical, and cyclical analysis, may recommend structured products and alternative vehicles where suitable, and routinely uses third‑party sub‑advisers and custodians such as Schwab, Fidelity, and Pershing.
Foundations is notable for the scope of non‑advisory affiliations and structural arrangements disclosed in its brochure: it maintains an affiliated legal services entity, multiple insurance‑ and tax‑related affiliates and vendors (including document‑preparation and estate‑planning support), compensated referral relationships, and real‑property lease arrangements with affiliated or affiliated‑office parties, each identified as potential conflicts of interest. The firm also discloses that it provides portfolio management for registered investment companies and sub‑advisory services to other RIAs, and it recently reported a regulatory settlement with the SEC in its disclosure updates.
Based on Foundations Investment Advisors LLC
Location
162 W. Main Street, Suite 307
Cartersville GA 30120
Advisors at this office
3
Advisors at this office
Paige C
Series 63, Series 65
Cartersville, GA
Foundations Investment Advisors LLC
Paige Cunningham is a financial advisor at Foundations Investment Advisors LLC with three years of industry experience. She holds Series 63 and Series 65 licenses and has previously worked at Your Wealth Advisors and Strategic Retirement Solutions LLC. Additionally, she is a co-owner of Cunningham Group LLC, a family holding company involved in real estate and other business entities. Foundations Investment Advisors provides financial planning and portfolio management services to individual and high-net-worth clients, employer-sponsored retirement plans, and registered investment companies. The firm uses a combination of fundamental, technical, and cyclical analysis, employing model portfolios and an asymmetric rebalancing approach to manage client assets.
Blake D
Series 65
Cartersville, GA
Foundations Investment Advisors LLC
Blake Dixon is a financial advisor with Foundations Investment Advisors LLC, holding a Series 65 license and three years of industry experience. He previously worked at firms including Gibbs Wealth Management, AE Wealth Management, and NuVenture Financial Group. Outside of advisory services, he provides insurance sales and assists clients with non-legal estate planning administrative support through a separate business. Foundations Investment Advisors, LLC offers financial planning and portfolio management to individuals, high-net-worth clients, employer-sponsored retirement plans, and registered investment companies. The firm employs a variety of analytical approaches and uses model portfolios with an asymmetric rebalancing strategy, supported by a broad network of affiliated offices and third-party sub-advisers.
Nicholas F
Series 65
Cartersville, GA
Foundations Investment Advisors LLC
Nicholas Franks is a financial advisor at Foundations Investment Advisors LLC with one year of industry experience. He holds a Series 65 designation and has worked in various roles including at Liberty Mutual Insurance and the City of Roswell, GA. Outside of his advisory work, he provides financial review and budgeting support to retirement communities as a contractor for Serving Seniors. Foundations Investment Advisors, LLC provides financial planning and portfolio management to a diverse client base, including individuals, high-net-worth clients, employer-sponsored retirement plans, and registered investment companies. The firm uses a combination of fundamental, technical, and cyclical analysis with tailored advice delivered through a large network of affiliated offices and representatives.
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