Zelienople, PA Office

Team
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Foundations Investment Advisors LLC logo

Foundations Investment Advisors LLC

Enterprise

Firm-wide stats for Foundations Investment Advisors LLC

Total advisors

300

Across 182 offices

Clients per advisor

99 High

Avg AUM per client

$340,025 Low

HNW client ratio

20% Typical

About

Foundations Investment Advisors, LLC is a registered investment adviser that provides financial planning and ongoing portfolio management to a broad client base, including individual and high‑net‑worth clients, employer‑sponsored retirement plans, and registered investment companies. Services are delivered through a large network of affiliated offices and investment adviser representatives and include investment management, financial planning, tax coordination, and sub‑advisory arrangements.

The firm tailors advice through confidential client profiles and assigns discretionary or non‑discretionary authority to its IARs, using model portfolios and an asymmetric rebalancing approach to manage drift. Foundations employs a mix of fundamental, technical, and cyclical analysis, may recommend structured products and alternative vehicles where suitable, and routinely uses third‑party sub‑advisers and custodians such as Schwab, Fidelity, and Pershing.

Foundations is notable for the scope of non‑advisory affiliations and structural arrangements disclosed in its brochure: it maintains an affiliated legal services entity, multiple insurance‑ and tax‑related affiliates and vendors (including document‑preparation and estate‑planning support), compensated referral relationships, and real‑property lease arrangements with affiliated or affiliated‑office parties, each identified as potential conflicts of interest. The firm also discloses that it provides portfolio management for registered investment companies and sub‑advisory services to other RIAs, and it recently reported a regulatory settlement with the SEC in its disclosure updates.

Based on Foundations Investment Advisors LLC

Expertise

ESG / Sustainable investing

Based on Foundations Investment Advisors LLC

Location

504 S. Main Street

Zelienople PA 16063

Advisors at this office

6

Advisors at this office

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Neil M

Series 65

Zelienople, PA

Foundations Investment Advisors LLC

Neil Mager is a Series 65-licensed financial advisor with six years of industry experience. He is currently with Foundations Investment Advisors LLC and has been involved with Secure Money Advisors since 2017. Outside of his advisory work, he is also an insurance agent, selling various insurance products. Foundations Investment Advisors, LLC provides financial planning and portfolio management services to a diverse client base, including individuals, high-net-worth clients, employer-sponsored retirement plans, and registered investment companies. The firm employs a combination of fundamental, technical, and cyclical analysis and uses model portfolios with an asymmetric rebalancing approach.

ESG / Sustainable investing
user avatar

Benjamin L

Series 65

Zelienople, PA

Foundations Investment Advisors LLC

Benjamin Lewis is a financial advisor at Foundations Investment Advisors LLC with two years of industry experience. He holds a Series 65 designation and has prior experience with Secure Money Advisors and Matic Insurance Advisors. Outside of his advisory roles, he advises clients on life insurance contracts and annuities. Foundations Investment Advisors provides financial planning and portfolio management services to individual and high-net-worth clients, employer-sponsored retirement plans, and registered investment companies. The firm utilizes model portfolios and an asymmetric rebalancing approach, combining fundamental, technical, and cyclical analysis to manage investments.

ESG / Sustainable investing
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Michael D

Series 65

Zelienople, PA

Foundations Investment Advisors LLC

Michael Diulus is a financial advisor at Foundations Investment Advisors LLC with four years of industry experience. He holds a Series 65 credential and has worked at Foundations Investment Advisors and Secure Money Advisors since 2021. Outside of advisory work, he is involved in insurance product sales as an insurance agent. Foundations Investment Advisors, LLC provides financial planning and portfolio management services to a diverse client base, including individuals, high-net-worth clients, and employer-sponsored retirement plans. The firm employs a mix of fundamental, technical, and cyclical analysis and uses model portfolios with an asymmetric rebalancing approach.

ESG / Sustainable investing
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Brian Q

Series 63, Series 65

Zelienople, PA

Foundations Investment Advisors LLC

Brian Quaranta is a financial advisor with Foundations Investment Advisors LLC, holding Series 63 and Series 65 licenses and 15 years of industry experience. He has worked with Secure Money Advisors since 2010 and has been with Foundations Investment Advisors since 2019. Outside of advisory work, he is involved with Secure Money Advisors LLC, where he conducts insurance sales and client reviews. Foundations Investment Advisors LLC provides financial planning and portfolio management to a diverse client base, including individuals, high-net-worth clients, employer-sponsored retirement plans, and registered investment companies. The firm employs a combination of fundamental, technical, and cyclical analysis and utilizes model portfolios and an asymmetric rebalancing approach in its investment management.

ESG / Sustainable investing
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Maggie W

Series 65

Zelienople, PA

Foundations Investment Advisors LLC

Maggie Wenzelburger is a financial advisor with Foundations Investment Advisors LLC, holding a Series 65 designation and six years of industry experience. She has been with Foundations Investment Advisors since 2020 and is also affiliated with Secure Money Advisors, where she has worked since 2008. In addition to her advisory work, she has an insurance agent role involving sales of various insurance products. Foundations Investment Advisors provides financial planning and portfolio management to individual and high-net-worth clients, employer-sponsored retirement plans, and registered investment companies. The firm employs a combination of fundamental, technical, and cyclical analysis, uses model portfolios with an asymmetric rebalancing approach, and works with third-party sub-advisers and custodians.

ESG / Sustainable investing
user avatar

Luke C

Series 65

Zelienople, PA

Foundations Investment Advisors LLC

Luke Constantakis is a financial advisor with Foundations Investment Advisors LLC and holds a Series 65 credential. He has one year of industry experience, including prior roles at Federated Hermes Inc and Peoples Natural Gas. He also worked at the Fox Chapel Golf Club and has a background that includes time at Pennsylvania State University and North Allegheny School District. Foundations Investment Advisors LLC provides financial planning and portfolio management services to a wide range of clients, including individuals, high-net-worth clients, employer-sponsored retirement plans, and registered investment companies. The firm delivers services through a large network of affiliated offices using a combination of fundamental, technical, and cyclical analysis, model portfolios, and an asymmetric rebalancing approach.

ESG / Sustainable investing
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