Frank K. Swyden Asset Mngt Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Frank K. Swyden Asset Mngt Inc provides ongoing discretionary portfolio management primarily for individuals, families, and businesses, with services documented in written client agreements. As of 12/31/2025 the firm reported managing about $52.5 million on a discretionary basis across roughly 47 client accounts and offers account reviews and performance reporting on at least a quarterly basis.
The firm combines a quantitative screening model that ranks U.S. equity securities based on projected earnings growth with a bottom-up fundamental review and supporting technical analysis to generate buy and sell recommendations. Fixed income portfolios are laddered with average maturities generally no greater than ten years and comprised of investment-grade government, corporate, and municipal securities; risk profiles are evaluated and documented before implementation.
Compared with many peers, the firm’s regulatory disclosures indicate it serves charitable organization clients in addition to individuals and businesses, a client type that is less common among similar independent advisers. The brochure also notes distinctive operational features: all assets are managed on a discretionary basis, the firm accepts proxy-voting authority, and it relies on custodian-provided institutional services and research while not carrying professional liability insurance.
Client services
Expertise
Fee options
$0 - $1,000,000: 0.55% $1,000,001 - $10,000,000: 0.50% $10,000,001+: 0.45%
Account minimum: $10,000
Main office
Overland Park KS
Advisors at this office
1
Most active in
Kansas · Missouri · Texas
Also doing business as
Frank K. Swyden Asset Management · Frank K. Swyden Asset Mgmt. · Frank K. Swyden Asset Mgmt., Inc. · Frank K. Swyden Asset Mngt · Frank K. Swyden Asset Mngt Inc · Swyden Asset Management · Swyden Asset Management, Inc. · Swyden Asset Mgmt. · Swyden Frank K Asset Management Inc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")