Franklin Legacy Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides personalized financial planning and non-discretionary investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations and small businesses. It is a state-registered, fee-based investment adviser that delivers advice through client consultations and does not act as a custodian of client assets.
Investment strategies are tailored to each client’s goals, time horizon and documented risk tolerance, drawing on fundamental, technical and cyclical analysis to select investments. Management is non-discretionary—recommended trades are executed only after prior client approval—and accounts are reviewed periodically with custodial statements provided at least quarterly.
A distinctive feature disclosed in the brochure is that the firm’s managing member also operates as a licensed insurance agent and devotes approximately half of his professional time to insurance activities, receiving customary commissions for those sales. The firm acknowledges the potential conflict of interest from that separate insurance practice and states clients are under no obligation to purchase insurance through the advisor and may obtain products from other agents.
Client services
Expertise
Fee options
$0 - $100,000: 1.50% annually $100,001 - $250,000: 1.25% annually $250,001 - $500,000: 1.00% annually $500,001+: 0.75% annually
Fee-only: Negotiable fixed fee between $500 and $3,000 for financial planning and consulting fees
Main office
Oviedo FL
Advisors at this office
1
Most active in
Florida
Also doing business as
Franklin Legacy Financial, LLC · Franklin, Michael
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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