G. Allen Financial Inc.

G. Allen Financial serves individual and high‑net‑worth clients, providing discretionary wealth management and individualized financial planning that covers retirement, education funding, investment selection, and general tax, estate and business planning advice (excluding legal or tax‑preparation services). The firm manages client accounts on a discretionary basis and addresses retirement‑plan rollover decisions under ERISA/IRC fiduciary standards.

Investment implementation emphasizes stock and bond mutual funds supported by fundamental securities analysis, using both long‑term and shorter‑term strategies tailored to client objectives; accounts are reviewed daily with financial planning reviews at least annually. Custody is maintained with Fidelity Institutional Wealth Services and the firm uses Black Diamond for custom reporting, and it typically aggregates sales across client accounts while generally not aggregating purchases.

The firm operates with a very small advisory team—one advisor—managing roughly $101 million for about 40 clients and maintaining a $1 million minimum for new engagements while retaining legacy smaller accounts, resulting in an unusually high AUM per advisor and a concentrated client base. G. Allen Financial is fee‑only, does not participate in wrap programs or accept third‑party compensation, elects not to vote client proxies, and provides written explanations or an educational approach when advising on rollovers.