Galvez Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Galvez Financial provides customized financial planning and discretionary portfolio management primarily for individuals, families, trusts, and high‑net‑worth clients. The firm’s services, as described in its brochure, include comprehensive financial planning, ongoing portfolio management, and an options‑based income service alongside recommendations for insurance and annuity products.
The firm states it tailors investment strategies to each client’s goals, risk tolerance, and time horizon, emphasizing long‑term growth, capital preservation, and active income generation through strategies such as covered calls and cash‑secured puts. Investment management is delivered on a discretionary basis, while non‑discretionary advice is offered only as part of its financial planning engagements.
Notable disclosures in the brochure that distinguish Galvez Financial from many peers include that the firm’s principal is a licensed insurance agent and may receive commission compensation on certain fixed‑index annuity sales (with insurance products limited to Florida residents), and that it maintains a separate options‑focused service with its own fee arrangement distinct from its standard advisory program. The firm is state‑registered in Florida and California, is recently formed, and manages a modest amount of client assets, which the brochure identifies along with its conflict‑of‑interest disclosures and mitigation practices.
Client services
Expertise
Fee options
One-time startup fee of $250 for new investment advisory accounts
$5,000 - $50,000: 0.85% $50,001 - $100,000: 0.75% $100,001 - $250,000: 0.60% $250,001 - $500,000: 0.50% $500,001 - $1,000,000: 0.40% $1,000,001+: 0.30% or negotiable
Account minimum: $5,000 Minimum fee: $1,000 to $2,000 annually for financial planning, billed quarterly upon delivery of services Fee-only: Financial planning fees ranging from $1,000 to $2,000 annually
Main office
11253 Rolling Fork Trail
Parrish FL 34219
Advisors at this office
1
Most active in
California · Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)