Gamboa Capital Management Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Gamboa Capital Management provides continuous investment advisory services to individuals, high-net-worth individuals, pension and profit-sharing plans, trusts, estates and charitable organizations. Services described in the brochure include developing asset allocation strategies, making specific investment recommendations, placing trades, assisting with account establishment or transfers, ongoing portfolio monitoring and quarterly reporting.
The firm uses a mix of fundamental, technical and cyclical analysis and implements strategies ranging from long-term buy-and-hold to short-term trading, including short sales, margin transactions and option writing. Accounts are managed on a discretionary basis, the firm commonly recommends InterActive Brokers for custody and may aggregate trades across client accounts.
Notably, the firm discloses regulatory events: the firm and its principal were reprimanded and fined in 2005 for failure to renew a registration and were suspended and fined in 2007 for not engaging an independent consultant as required; registrations have been renewed since. The firm’s client roster and scale are small — a very limited number of accounts and modest aggregated assets — and it reports serving high-net-worth individuals rather than non‑HNW individual clients, a client mix that differs from many peers.
Client services
Expertise
Fee options
$250,000 - $500,000: 1.00% (Equity Balanced Accounts) $250,000 - $500,000: 0.75% (Fixed Income Accounts) $500,000 - $1,000,000: 0.85% (Equity Balanced Accounts) $500,000 - $1,000,000: 0.65% (Fixed Income Accounts) $1,000,000 - $3,000,000: 0.75% (Equity Balanced Accounts) $1,000,000 - $3,000,000: 0.50% (Fixed Income Accounts) Over $3,000,000+: 0.50% (Equity Balanced Accounts) Over $3,000,000+: 0.35% (Fixed Income Accounts)
Account minimum: $250,000
Main office
4435 Naco Perrin
San Antonio TX 78233
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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