A complete list of active advisors currently associated with Gamboa Capital Management Inc.

Warmer can help you find a great advisor at Gamboa Capital Management Inc. or one who fits your needs even better.

Gamboa Capital Management provides continuous investment advisory services to individuals, high-net-worth individuals, pension and profit-sharing plans, trusts, estates and charitable organizations. Services described in the brochure include developing asset allocation strategies, making specific investment recommendations, placing trades, assisting with account establishment or transfers, ongoing portfolio monitoring and quarterly reporting. The firm uses a mix of fundamental, technical and cyclical analysis and implements strategies ranging from long-term buy-and-hold to short-term trading, including short sales, margin transactions and option writing. Accounts are managed on a discretionary basis, the firm commonly recommends InterActive Brokers for custody and may aggregate trades across client accounts. Notably, the firm discloses regulatory events: the firm and its principal were reprimanded and fined in 2005 for failure to renew a registration and were suspended and fined in 2007 for not engaging an independent consultant as required; registrations have been renewed since. The firm’s client roster and scale are small — a very limited number of accounts and modest aggregated assets — and it reports serving high-net-worth individuals rather than non‑HNW individual clients, a client mix that differs from many peers.

To learn more about the advisors currently working at Gamboa Capital Management Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.