Garden State Investment Advisory Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$654,748,615
Clients
2,492
Advisors
33
of 33 employees
About
Garden State Investment Advisory Services, LLC provides personalized investment advisory services to individuals, high‑net‑worth clients, trusts, estates, corporations and other business entities, offering portfolio management, financial planning, selection and oversight of third‑party managers, and management of investments held in variable annuity products. The firm reports managing approximately $674 million in client assets and serves a mix of retail and small‑to‑mid institutional clients through a multi‑advisor team of registered investment adviser representatives.
GSIAS generally delivers discretionary portfolio management through its IARs based on client risk profiles and goals, using a mix of fundamental, technical and third‑party research and offering wrap fee programs; on a limited basis some portfolios may employ a long/short strategy aimed at an absolute return objective. The firm also implements sub‑advisor and co‑advisor arrangements (including a relationship with SEI/SIMC/SPTC) and executes custody and trade execution through Axos, Schwab and SEI‑related custodial platforms.
Noteworthy distinctions disclosed in the brochure include regulatory enforcement actions involving its affiliated broker‑dealer, Garden State Securities, Inc., with settlements in 2016–2017 (an administrative consent order in New Jersey requiring a $275,000 penalty and an independent consultant, a $10,000 penalty in Idaho, and a $25,000 penalty and withdrawal of Alaska registration) tied to supervisory deficiencies. The brochure also details affiliation‑related conflicts and economic arrangements — shared ownership with a broker‑dealer and an insurance agency, Axos cash‑sweep revenue and related third‑party economic benefits, and advisor recruitment loan incentives — which the firm discloses and says it seeks to mitigate through supervisory procedures.
Client services
Expertise
Occupation focus
Fee options
Flat fees generally range from $500 to $5,000 per financial planning/consulting agreement
$0 - $500,000: 2.00% $500,001 - $1,000,000: 1.75% $1,000,001 - $2,000,000: 1.50% $2,000,001 - $3,000,000: 1.25% $3,000,001+: 1.00%
Commissions earned on insurance products sold by licensed insurance agents affiliated with the firm
Hourly fees generally range from $100/hour to $300/hour
Fee-only: Negotiable hourly fees generally range from $100/hour to $300/hour; flat fees generally range from $500 to $5,000 per agreement
Main office
328 Newman Springs Road
Red Bank NJ 07701
Advisors at this office
33
Most active in
Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Also doing business as
Clu Wealth Advisors LLC · Colts Neck Financial · Garden State Investment Advisory Services LLC · Garden State Investment Advisory Services, LLC · La Bois Partners · Total Wealth Enhancement Group LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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