A complete list of active advisors currently associated with Garden State Investment Advisory Services, LLC

Warmer can help you find a great advisor at Garden State Investment Advisory Services, LLC or one who fits your needs even better.

Garden State Investment Advisory Services, LLC provides personalized investment advisory services to individuals, high‑net‑worth clients, trusts, estates, corporations and other business entities, offering portfolio management, financial planning, selection and oversight of third‑party managers, and management of investments held in variable annuity products. The firm reports managing approximately $674 million in client assets and serves a mix of retail and small‑to‑mid institutional clients through a multi‑advisor team of registered investment adviser representatives. GSIAS generally delivers discretionary portfolio management through its IARs based on client risk profiles and goals, using a mix of fundamental, technical and third‑party research and offering wrap fee programs; on a limited basis some portfolios may employ a long/short strategy aimed at an absolute return objective. The firm also implements sub‑advisor and co‑advisor arrangements (including a relationship with SEI/SIMC/SPTC) and executes custody and trade execution through Axos, Schwab and SEI‑related custodial platforms. Noteworthy distinctions disclosed in the brochure include regulatory enforcement actions involving its affiliated broker‑dealer, Garden State Securities, Inc., with settlements in 2016–2017 (an administrative consent order in New Jersey requiring a $275,000 penalty and an independent consultant, a $10,000 penalty in Idaho, and a $25,000 penalty and withdrawal of Alaska registration) tied to supervisory deficiencies. The brochure also details affiliation‑related conflicts and economic arrangements — shared ownership with a broker‑dealer and an insurance agency, Axos cash‑sweep revenue and related third‑party economic benefits, and advisor recruitment loan incentives — which the firm discloses and says it seeks to mitigate through supervisory procedures.

To learn more about the advisors currently working at Garden State Investment Advisory Services, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.