Gateway Financial Group, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides personalized financial planning and discretionary investment management to individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations and small businesses. It operates as a fee‑only adviser managing approximately $21 million for about 41 clients and charges investment management fees based on a percentage of assets with no stated account minimum.
Investment strategy centers on strategic asset allocation using a core‑and‑satellite approach: passive index funds and ETFs form the core while actively managed funds are added selectively, and portfolios are globally diversified to manage market risk. Trades and custody are executed primarily through TD Ameritrade and accounts are monitored on an ongoing discretionary basis with periodic reviews and market‑indicator monitoring.
A distinctive feature is the firm’s affiliation with a tax practice led by a CPA/PFS; the adviser refers clients for tax planning and preparation and tax‑related services account for roughly half of the related business, which is uncommon among independent RIAs. The firm also operates strictly on a fee‑only basis (no commissions or commissioned products), does not participate in soft‑dollar arrangements, and leaves proxy voting to the custodian.
Client services
Expertise
Fee options
$0 - $500,000: 1.00% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.75% $2,000,001+: Negotiable
$200.00 per hour for financial planning and advisory services
Minimum fee: Minimum fee for financial plan is $500, negotiable Fee-only: Firm is strictly fee-only; no commissions or other compensation accepted
Main office
1700 Bayberry Court, Ste. 100
Richmond VA 23226
Advisors at this office
1
Most active in
Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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