A complete list of active advisors currently associated with Gateway Financial Group, Inc.

Warmer can help you find a great advisor at Gateway Financial Group, Inc. or one who fits your needs even better.

The firm provides personalized financial planning and discretionary investment management to individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations and small businesses. It operates as a fee‑only adviser managing approximately $21 million for about 41 clients and charges investment management fees based on a percentage of assets with no stated account minimum. Investment strategy centers on strategic asset allocation using a core‑and‑satellite approach: passive index funds and ETFs form the core while actively managed funds are added selectively, and portfolios are globally diversified to manage market risk. Trades and custody are executed primarily through TD Ameritrade and accounts are monitored on an ongoing discretionary basis with periodic reviews and market‑indicator monitoring. A distinctive feature is the firm’s affiliation with a tax practice led by a CPA/PFS; the adviser refers clients for tax planning and preparation and tax‑related services account for roughly half of the related business, which is uncommon among independent RIAs. The firm also operates strictly on a fee‑only basis (no commissions or commissioned products), does not participate in soft‑dollar arrangements, and leaves proxy voting to the custodian.

To learn more about the advisors currently working at Gateway Financial Group, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.