Gioben Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Gioben Capital provides ongoing, tailored portfolio management to individuals, high‑net‑worth clients, and business entities, creating an Investment Policy Statement for each client and offering discretionary trading authority to implement the agreed plan. The brochure shows the firm charges asset‑based advisory fees and delivers quarterly custodian reports and periodic account reviews.
The firm’s approach blends multiple methods of analysis — including charting, fundamental, quantitative, technical analysis, and modern portfolio theory — and employs a range of strategies from long‑term holdings to short sales and options trading, with accompanying disclosures of material risks. Gioben Capital typically implements model allocations and seeks best execution for trades, recommending Interactive Brokers as a primary custodian.
Noteworthy aspects disclosed in the brochure include the firm’s acceptance of performance‑based fees with a high‑water‑mark arrangement, a significant non‑U.S. client base, and the firm’s capacity to use borrowing or leverage in managed accounts — features that are uncommon among small independent advisers. The brochure also discloses the principal’s involvement in a real estate development business and the firm’s use of real estate and venture capital funds, which stand out given the firm’s relatively small asset base and client count.
Client services
Expertise
Fee options
1.15% annually
Annual fee of 2.00% of assets under management plus 20.00% performance fee on capital appreciation with a high water mark
Main office
Aventura FL
Advisors at this office
1
Most active in
Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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