A complete list of active advisors currently associated with Gradient Investments, LLC

Warmer can help you find a great advisor at Gradient Investments, LLC or one who fits your needs even better.

Gradient Investments, LLC is an independent, SEC-registered investment adviser that provides discretionary portfolio management to individuals, high-net-worth clients, institutions and retirement plans. The firm reports approximately $8.2 billion in discretionary assets under management and offers managed portfolios, ERISA 3(38) plan services, and sub-advisory services to an ETF vehicle. The firm’s investment approach centers on proprietary strategies and risk‑based portfolio construction, including strategic, tactical (quantitative), allocation, defined‑outcome, preservation, and a Private Wealth Series that accesses private equity and private credit opportunities. Portfolios primarily use ETFs, no‑load mutual funds, individual equities, structured notes and, when appropriate, sub‑advisors to implement model strategies on a discretionary basis. Gradient’s brochure highlights a few features that distinguish it from many peers: a very large retail client base relative to its advisor headcount (tens of thousands of clients served by a multi‑team platform), its role as a sub‑advisor to an ETF and receipt of related marketing support, and a set of affiliated entities and referral arrangements disclosed in Item 10 that create potential conflicts mitigated by disclosures and procedures. The filing also emphasizes portfolio management as the firm’s primary service and does not describe ongoing comprehensive financial planning as a core offering.

To learn more about the advisors currently working at Gradient Investments, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.