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Donald Raymond Delaria, Jr.

Advisor at Gradient Investments, LLC — Fuquay Varina, NC

Updated today

Credentials

Series 63, Series 65

Experience

15 years

Location

Fuquay Varina, NC 27526

Gradient Investments, LLC logo

Gradient Investments, LLC

Multi-team

Total advisors

27

Across 10 offices

Clients per advisor

993 Very High

Avg AUM per client

$329,502 Low

HNW client ratio

7% Low

About

Donald Delaria, Jr. is a financial advisor with Gradient Investments, LLC, holding Series 63 and Series 65 credentials and 15 years of industry experience. His prior roles include positions with Brookstone Capital Management, Formula Folios Investments, and EQIS Capital. He is also the owner and president of Capital Consulting Group NC, where he manages marketing and sales of insurance products. Gradient Investments, LLC provides discretionary investment management services to individuals, high-net-worth clients, institutions, and various organizations. The firm employs a proprietary investment framework and offers a range of model and custom portfolios, managing assets on a discretionary basis without acting as a custodian.

Client services

Based on Gradient Investments, LLC

Portfolio management Pension consulting Selection of other advisers

Expertise

Based on Gradient Investments, LLC

Private / alternative investments Tax-loss harvesting Active portfolio management Options & derivatives strategies

Occupation focus

Based on Gradient Investments, LLC

Executive Founder/Business Owner

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Fee options

Percentage

$0+: Range from 1.00% to 2.15% annually based on portfolio type N/A - N/A: Fees are fixed percentages depending on portfolio as follows: - Custom Indexing - Strategic: 2.15% - Strategic: 2.00% - Custom Indexing - Allocation: 1.85% - Tactical, Allocation, Defined Outcome: 1.70% - Private Wealth: 1.50% - Preservation: 1.00% N/A - N/A: ERISA 3(38) plan services fee up to 0.50% annually, negotiable, charged quarterly in arrears

Other

Account minimum: $500 for Preservation, Allocation, and Tactical portfolios; $10,000 for Strategic and Defined Outcome portfolios; $100,000 for Custom Indexing portfolios and Private Wealth Income Edge portfolio; $250,000 for Private Wealth Horizon portfolio; lesser amounts may be accepted at firm's discretion. Fee-only: Firm is strictly fee-only; does not receive commissions or other sales-based compensation.

Location

See office

Fuquay Varina, NC

1000 N. Main Street, Suite 218

Fuquay Varina NC 27526

Advisors at this office

1

Most active in

North Carolina

Work history

15 years of industry experience

Brookstone Capital Management

2022 - 2023 • 1 year

Wheaton, IL

Gradient Investments, LLC

2021 - Present • 5 years

Arden Hills, MN

Capital Financial Management NC, Inc

2021 - Present • 5 years

Fuquay Varina, NC

Formula Folios Investments

2015 - 2021 • 6 years

Grand Rapids, MI

Capital Consulting Group NC, Inc.

2014 - Present • 12 years

Fuquay Varina, NC

EQIS Capital

2012 - Present • 14 years

San Rafael, CA

Capital Financial Management NC, Inc.

2011 - 2020 • 9 years

Fuquay Varina, NC

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Christopher F

Series 65

New Hill, NC

Confiance Financial LLC

Christopher Fauchier Nobles is the President and Chief Compliance Officer of Confiance Financial LLC and holds a Series 65 designation. He has experience in investor communications and back-office technology platforms through his executive role at BetaNXT and a prior tenure at Mediant Communications Inc. Confiance Financial provides discretionary investment management and comprehensive financial planning to individual clients, including high-net-worth individuals. The firm uses a fundamental, primarily long-term investment approach and incorporates diversified mutual funds, ETFs, and individual securities, while also employing third-party independent managers to execute strategies.

General retirement planning Income planning General tax planning Wealth management Cash flow / budgeting
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Michael M

Series 65

Holly Springs, NC

BFWM LLC

Michael Mccall is a financial advisor at BFWM LLC in Holly Springs, NC, holding a Series 65 credential with industry experience beginning in 2022. His prior work includes roles at Buffalo Finances Inc., Site Services, and EVA Garland Associates. BFWM LLC is an independent registered investment adviser offering discretionary managed accounts, financial planning, and retirement plan consulting to individuals, high-net-worth clients, and employer-sponsored retirement plans. The firm employs a personalized, multi-strategy investment approach that incorporates asset allocation, dollar-cost averaging, and technical analysis, tailored to client time horizons and risk tolerances.

Annuities
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David E

Series 63, Series 65

Cary, NC

Artifex Advisory Group, Inc.

David Elliott is a financial advisor at Artifex Advisory Group, Inc. in Cary, NC, with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has operated as a sole proprietor since 2013. In addition to his advisory work, Elliott is also a licensed insurance agent involved in insurance sales. Artifex Advisory Group provides fee-based investment management and financial planning services to individuals, high-net-worth clients, and employer-sponsored retirement plans. The firm manages portfolios on a discretionary basis using both fundamental and technical analysis and offers ERISA-plan services including fiduciary responsibilities and participant education.

Annuities General tax planning General estate planning guidance College savings (529s, UTMA, etc.)
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Steven L

Series 65

Holly Springs, NC

Lewis and Associates Capital Advisors, LLC

Steven Lewis is the principal of Lewis and Associates Capital Advisors, LLC, an independent advisory firm based in Holly Springs, NC. He holds a Series 65 designation and has 17 years of industry experience. Prior to his current role, he worked at Formulafolio Investments, LLC and Brookstone Capital Management, LLC, and he is also involved with Financial Greenhouse, LLC, where he supervises insurance product recommendations. Lewis and Associates Capital Advisors provides asset management and financial advice to a diverse client base, including individuals, trusts, corporate pension plans, and charitable organizations. The firm employs a combination of modern portfolio theory and various analytical approaches to build customized portfolios and offers pension consulting, educational seminars, and insurance advice as part of its services.

Active portfolio management Options & derivatives strategies Life insurance needs analysis
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Charles G

Series 63, Series 65

Cary, NC

Wellness Financial Associates LLC

Charles Galt is the sole advisor at Wellness Financial Associates LLC in Cary, NC, holding Series 63 and Series 65 licenses with 21 years of industry experience. He has operated Wellness Financial Associates since 2015 and also owns Wellness Security LLC, an insurance agency offering accident, health, disability, and life insurance products, as well as fixed and indexed annuities. Wellness Financial Associates LLC provides financial planning, portfolio management, and retirement plan consulting services to individuals, plan sponsors, corporations, and other business entities. The firm emphasizes asset allocation based on value, safety, and quality principles, focusing on risk control and loss avoidance, with a notable specialization in 401(k) and pension plan consulting.

General retirement planning
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Lance H

CFP®

Fuquay Varina, NC

Signature Resources LLC

Lance Hope Gill is a CFP® professional with 20 years of experience in the financial industry. He is currently the sole advisor at Signature Resources LLC and has held roles at United Community Bank and Seaside Capital Management, Inc. Gill also serves as a fiduciary officer and investment analyst at United Community Bank in Orlando, Florida. Signature Resources LLC provides asset management and portfolio supervision to individuals, including high-net-worth clients, pension and profit-sharing plans, and business entities. The firm utilizes a combination of fundamental analysis and technical methods, offering both strategic and tactical asset allocation with client-specific restrictions and periodic rebalancing.

Active portfolio management
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