Greenfield Financial Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Greenfield Financial Services, LLC is an independent, single‑advisor firm that provides ongoing portfolio management to individual and high‑net‑worth clients, overseeing about $2.51 million in client assets for a small client base. The firm prepares an Investment Policy Statement for each client and implements portfolios using mutual funds, equities, bonds, ETFs, insurance products (including annuities), and government‑linked securities.
The firm typically operates primarily on a non‑discretionary basis, meaning clients generally retain final approval over transactions — a practice that is uncommon among independent firms. Its investment process incorporates technical analysis and a mix of long‑ and short‑term trading, documents client risk tolerances in the IPS, and is reviewed monthly by the sole advisor.
GFS manages all client assets internally rather than selecting third‑party managers, allows clients to direct brokerage while recommending custodial services, and reports no receipt of third‑party sales compensation or soft‑dollar benefits. The brochure also discloses an administrative proceeding initiated in May 2023 in its disciplinary history, which is noted in the firm’s disclosures.
Client services
Expertise
Fee options
$0 - $1,000,000: 2.00% $1,000,001 - $2,000,000: 1.60% $2,000,001+: 1.00%
Fee-only: Fees are paid quarterly in advance; negotiable depending on client needs and complexity.
Main office
Vero Beach FL
Advisors at this office
1
Most active in
Connecticut · Florida
Also doing business as
Greenfield Financial Services, LLC · Quinn, Mark A.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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