Griffin Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Griffin Financial Advisors serves individuals, families, trusts, small businesses and pension plans, working with both high‑net‑worth and non‑HNW clients. The firm provides personalized financial planning and portfolio management, generally billed as a percentage of assets under management, and delivers periodic reviews and planning documents to clients.
The firm implements tailored investment programs that reflect each client’s objectives and risk tolerance, using fundamental, technical and cyclical analysis and offering both discretionary and non‑discretionary management. Financial planning follows a documented seven‑step process from data gathering through implementation and monitoring, and the firm may utilize outside specialty managers available on custodial platforms while noting it does not currently employ separately managed accounts.
What is noteworthy is that the firm’s principals maintain separate insurance‑agent businesses and occasionally offer insurance products on a commission basis—an affiliation the brochure discloses and states occupies a small portion of their time, with conflicts of interest mitigated by the firm’s fiduciary duty and client choice. The firm is a small, two‑adviser office managing roughly $66 million in client assets, combines long industry tenure with a CFP®‑credentialed advisor, and occasionally provides educational newsletters and seminars to clients.
Client services
Expertise
Occupation focus
Fee options
Comprehensive financial planning fees are fixed, one-time project fees typically between $1,000 and $3,600
$10,000 - $100,000: 1.75% $100,001 - $400,000: 1.65% $400,001 - $700,000: 1.50% $700,001 - $1,000,000: 1.25% $1,000,001 - $1,500,000: 1.00% $1,500,001 - $1,750,000: 0.75% Above $1,750,001+: 0.65%
$300 per hour for additional financial planning services beyond scope
Account minimum: $10,000 Fee-only: Fixed fee for comprehensive financial planning ranging from $1,000 to $3,600, hourly fees at $300/hour
Main office
St. John IN
Advisors at this office
2
Most active in
Florida · Illinois · Indiana · Texas · Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Kevin G
Series 63, Series 65
St. John, IN
Griffin Financial Advisors, LLC
Kevin Griffin is a financial advisor with Griffin Financial Advisors, LLC, holding Series 63 and Series 65 credentials and bringing 22 years of industry experience. He has been with Griffin Financial Advisors since 2014 and has operated under the Griffin Wealth Management name since 2003. Outside of investment advisory services, he is involved in a non-variable insurance business offering fixed annuities, long-term care, and term life insurance. Griffin Financial Advisors provides investment management and comprehensive financial planning to individuals, high-net-worth clients, families, trusts, small businesses, and pension plans. The firm employs a personalized, fiduciary approach that tailors asset allocation and investment selection using fundamental, technical, and cyclical analysis, sometimes utilizing outside specialty managers to implement specific strategies.
Kevin G
CFP®, Series 65
St. John, IN
Griffin Financial Advisors, LLC
Kevin Griffin is a CFP® professional with 10 years of experience in financial advising. He has been with Griffin Financial Advisors, LLC since 2016. The firm serves individuals, families, trusts, small businesses, and pension plans, offering personalized financial planning and portfolio management tailored to clients’ objectives and risk tolerance. Griffin Financial Advisors combines fundamental, technical, and cyclical analysis in its investment approach and provides periodic reviews and documented financial plans through a seven-step process.
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