Griffis Asset Management Company, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Griffis Asset Management Company is a small independent registered investment adviser that provides discretionary portfolio management and, in limited cases, non‑discretionary advice to individuals (including high net worth clients), pension and profit‑sharing plans, and corporate entities. The firm customizes investment strategies to client objectives and may include complimentary financial planning as part of its portfolio management services.
The firm employs a mix of analytical approaches—charting and technical analysis, fundamental and cyclical analysis, and modern portfolio theory—and sets allocations based on each client's stated objectives, risk tolerance, time horizon, liquidity needs, and tax considerations. It typically operates under discretionary authority, routinely directs clients to use Interactive Brokers as the qualified custodian, and describes a paying‑agent arrangement in which the custodian debits advisory fees (a limited custody role), while also aggregating trades for fair allocation among accounts.
A distinctive feature of the firm is its affiliation with an in‑house law practice; the firm discloses that it may recommend legal services from that affiliated law firm and acknowledges the potential conflict of interest associated with such referrals. The firm also notes that its principal has a legal and judicial background and that the adviser is newly registered with a relatively small client base and assets under management, a combination of attributes that differentiates it from many peers.
Client services
Expertise
Fee options
0.50% to 1.00% annually, varying depending on asset size, complexity, and administration level
Account minimum: No minimum stated; however, firm may terminate accounts below a size it considers too small to manage effectively Fee-only: Annual portfolio management fee billed monthly in arrears, ranging from 0.50% to 1.00% depending on assets and client circumstances; fee negotiable.
Main office
13 SE 1st Ave
Chiefland FL 32626
Advisors at this office
1
Most active in
Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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