Guardian Wealth Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$1,969,368,902
Clients
2,123
Advisors
33
across 14 offices
About
Guardian Wealth Advisors serves individuals (including high‑net‑worth clients), retirement plans and their participants, charitable organizations, trusts, and other business entities. The firm provides investment advisory and portfolio management, financial planning, retirement plan consulting, and a cash management program that places client funds at FDIC/NCUA‑insured depositories.
GWA implements client strategies primarily through ETFs and mutual funds, using a mix of fundamental and technical analysis and a systematic, quantitative framework that incorporates technical indicators and risk‑mitigation overlays to attempt to limit major market drawdowns. The firm allocates to third‑party managers and UMA platforms, offers both discretionary and non‑discretionary management, and uses tools such as Riskalyze to measure risk and organize trades.
Compared with most multi‑team peers, GWA discloses and uses hypothetical performance materials in its marketing and client materials, a practice that is relatively uncommon among similar firms. The brochure also notes several third‑party arrangements that create potential conflicts of interest — including a fee received for client participation in a cash‑management program and discounted technology arrangements — and discloses that certain supervised persons engage in brokerage and insurance activities and a recent regulatory discipline, which prospective clients may want to review.
Client services
Occupation focus
Fee options
Financial Planning Services and Retirement Plan Consulting Services may be charged flat fees, negotiated individually.
Negotiated between 0.30% and 1.5% depending on account size, services, and other factors
Financial Planning Services may be charged hourly; exact rates negotiated individually.
Minimum fee: Certain accounts may be subject to a minimum annual fee, specifics not stated. Fee-only: Financial Planning Services fees charged on a flat-fee or hourly basis, negotiated individually.
Main office
See office2413 Blue Ridge Rd, Suite 201
Raleigh NC 27607
Advisors at this office
13
Offices (14)
Raleigh, NC Blue Ridge Rd
2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607
13 advisors
Johnson City, TN N. Roan Street
4104 N. Roan Street Suite B, Johnson City, TN 37601
4 advisors
Omaha, NE
9850 Nicholas St., Omaha, NE 68114
4 advisors
Johnson City, TN E Oakland Ave
2903 E Oakland Ave, Johnson City, TN 37601
2 advisors
Bloomington, MN
Bloomington, MN
1 advisor
Most active in
Arizona · California · Florida · Georgia · Iowa · Kansas · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nebraska · New Hampshire · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia
Also doing business as
Blue Line Investing · Centerpoint Financial Group, Inc. · Cornerstone Wealth Consulting Services LLC · Dunham & Deitel Wealth Management · Finance Roadmap Planning · Gather Wealth · Guardian Wealth Advisors, LLC · Guardian Wealth Partners · Gwp Holdings, LLC · Id Wealth · Ingram Financial · Lsg Investment Group · Rich Road Financial, LLC · Silo Wealth · Valley Peak Financial
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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