Gudorf Financial Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Gudorf Financial provides discretionary investment management, comprehensive wealth management and financial planning to individuals, trusts, estates, businesses and retirement plans, and offers 3(21) and 3(38) retirement plan advisory services. The firm reports managing about $121 million across roughly 100 client relationships and generally requires a minimum relationship size of $750,000, indicating a focus on larger accounts rather than mass‑market retail clients.
The firm’s investment process is grounded in Modern Portfolio Theory and typically produces long‑term, diversified portfolios built primarily from low‑cost mutual funds and ETFs, while occasionally using individual securities or retaining legacy holdings for tax or fit reasons. Gudorf Financial provides continuous monitoring and discretionary trading, prepares investment policy statements for plan clients, and operates a wrap‑fee program that bundles custodial, trading and administrative costs into a single asset‑based fee.
Gudorf Financial is affiliated with related entities that provide legal, tax, trustee and insurance services, and discloses that certain advisory personnel are licensed to sell insurance and may receive commissions; the firm highlights these relationships and associated conflicts of interest in its disclosures. The firm also maintains an institutional relationship with its custodian and receives economic benefits from that arrangement—features that distinguish its service model and conflict‑management considerations from many peers.
Client services
Expertise
Occupation focus
Fee options
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.35% $1,000,001 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.75% Over $5,000,000+: Negotiable
Account minimum: $750,000 Fee-only: Wealth management and retirement plan advisory fees are fee-only, no commissions on securities transactions.
Main office
8145 North Main Street
Dayton OH 45415
Advisors at this office
2
Most active in
Ohio · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Daniel G
Series 65
Dayton, OH
Gudorf Financial Group, LLC
Daniel Gudorf is a financial advisor at Gudorf Financial Group, LLC with 14 years of industry experience. He holds a Series 65 designation and previously worked at Cambridge Investment Research Advisors and CSSC Investment Advisory Services, Inc. In addition to his advisory role, he is Chief Strategy Officer at Gudorf Law Group, a law firm, and has involvement in insurance sales and real estate development. Gudorf Financial Group provides discretionary investment management, comprehensive wealth management, and financial planning to individuals, trusts, estates, businesses, and retirement plans. The firm manages approximately $121 million across around 100 client relationships, focusing on larger accounts and employing a long-term, diversified investment approach grounded in Modern Portfolio Theory.
Allison S
CFP®
Dayton, OH
Gudorf Financial Group, LLC
Allison Szkody is a CFP® professional at Gudorf Financial Group, LLC with five years of industry experience. Prior to joining Gudorf Financial Group in 2026, she worked at Cambridge Investment Research Advisors for five years and at Fifth Third Bank for six years. She also consults on financial matters for a law firm and is a licensed insurance agent involved in insurance sales and implementation. Gudorf Financial Group provides discretionary investment management and comprehensive wealth planning to individuals, trusts, estates, businesses, and retirement plans. The firm manages approximately $121 million across about 100 client relationships, focusing on larger accounts and utilizing a disciplined investment process based on Modern Portfolio Theory.
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