Guiding Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm serves individual and high-net-worth clients, providing discretionary investment management and a range of financial planning services including retirement, tax coordination, estate, college savings, business planning, and employee benefits optimization. It operates as a small team practice (four advisors) managing roughly $59 million for a limited client base across multiple offices.
Guidance is implemented through individualized investment policy statements and discretionary portfolio management that combines fundamental and technical analysis, with account reviews performed on a regular (quarterly) basis and client-imposed restrictions accommodated. Clients may engage the firm under both a financial planning agreement and an investment management agreement simultaneously; the firm coordinates fees through a combined-fee arrangement that can credit asset-based management fees against planning charges.
Noteworthy differences from many peers include the firm’s disclosure that the principal also operates a separate consulting/training business and dedicates significant time to those activities, a relationship the firm requires be disclosed to clients as a potential conflict of interest. The firm also does not aggregate trades into block orders for multiple clients (implementing trades on an individual-account basis), does not accept third‑party sales compensation, and relies on a recommended qualified custodian from which it receives support products and services; clients retain responsibility for proxy voting.
Client services
Expertise
Fee options
Financial planning fixed fees range between $500 and $15,000, negotiable, agreed upon before services start.
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.90% $1,000,001 - $3,000,000: 0.80% $3,000,001+: 0.60%
$150 to $500 per hour for financial planning in special circumstances.
Minimum fee: Minimum Annual Fee of $5,500, which can be satisfied by asset-based fees; if asset-based fee is less than this, client pays the difference.
Main office
See office2007 N. Collins Blvd, Ste 503
Richardson TX 75080
Advisors at this office
2
Offices (2)
Most active in
California · Texas · Vermont
Also doing business as
Guiding Wealth Management, LLC · Guiding Wealth, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Hannah M
CFP®, Series 66
Richardson, TX
Guiding Wealth Management, LLC
Hannah Moore is a CFP® with 14 years of industry experience and has been with Guiding Wealth Management, LLC since 2013. She holds a Series 66 license and owns Moore Media Consulting Group, LLC, which provides training to other financial planners. Guiding Wealth Management is a team-based advisory firm serving individual and high-net-worth clients with discretionary portfolio management and comprehensive financial planning. The firm emphasizes individualized investment policy statements and employs both fundamental and technical analysis in asset-allocation-driven portfolio construction.
Luis R
Series 65
Richardson, TX
Guiding Wealth Management, LLC
Luis Razo is a financial advisor at Guiding Wealth Management, LLC in Richardson, TX, holding a Series 65 designation with two years of industry experience. His prior work includes roles at Avant Enterprises and periods of unemployment. Guiding Wealth Management serves individual and high-net-worth clients with discretionary investment management and comprehensive financial planning services. The firm employs a combined approach of fundamental and technical analysis within a small team structure, managing approximately $59 million for a limited client base across multiple offices.
Neven K
Series 65
Burlington, VT
Guiding Wealth Management, LLC
Neven Kraguljevic is a financial advisor at Guiding Wealth Management, LLC in Burlington, VT, holding a Series 65 designation with two years of industry experience. Prior to joining Guiding Wealth in 2023, he worked at Elephant Corner Financial LLC and spent nine years at Johnson & Wales University. Guiding Wealth Management is a team-based advisory firm serving individual and high-net-worth clients through discretionary portfolio management and comprehensive financial planning. The firm emphasizes asset-allocation-driven portfolio construction and regularly reviews accounts while accommodating client-imposed investment restrictions.
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