A complete list of active advisors currently associated with Guiding Wealth Management, LLC

Warmer can help you find a great advisor at Guiding Wealth Management, LLC or one who fits your needs even better.

The firm serves individual and high-net-worth clients, providing discretionary investment management and a range of financial planning services including retirement, tax coordination, estate, college savings, business planning, and employee benefits optimization. It operates as a small team practice (four advisors) managing roughly $59 million for a limited client base across multiple offices. Guidance is implemented through individualized investment policy statements and discretionary portfolio management that combines fundamental and technical analysis, with account reviews performed on a regular (quarterly) basis and client-imposed restrictions accommodated. Clients may engage the firm under both a financial planning agreement and an investment management agreement simultaneously; the firm coordinates fees through a combined-fee arrangement that can credit asset-based management fees against planning charges. Noteworthy differences from many peers include the firm’s disclosure that the principal also operates a separate consulting/training business and dedicates significant time to those activities, a relationship the firm requires be disclosed to clients as a potential conflict of interest. The firm also does not aggregate trades into block orders for multiple clients (implementing trades on an individual-account basis), does not accept third‑party sales compensation, and relies on a recommended qualified custodian from which it receives support products and services; clients retain responsibility for proxy voting.

To learn more about the advisors currently working at Guiding Wealth Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.