Gunn & Company Investment Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$207,096,985
Clients
172
Advisors
3
of 5 employees
About
Gunn & Company Investment Management, Inc. provides discretionary investment advisory and portfolio management services to individuals, trusts, estates, small business owners, pension plans, foundations and other entities, managing approximately $213.5 million for about 172 clients. The firm implements investment programs through a sub-advisory relationship with an unaffiliated third‑party money manager and also offers 401(k) advisory services via a daily valuation program for qualifying plan clients.
The firm collects client information in a written Investment Policy Statement and relies on the sub‑advisor to set and execute portfolio allocations consistent with each client’s stated goals and risk tolerance. The sub‑advisor’s stated investment approach emphasizes identifying companies with strong balance sheets, steady earnings and dividend histories, diversified exposure and a margin‑of‑safety approach, and may occasionally use options strategies or mutual funds/ETFs for diversification.
Noteworthy for prospective clients, the firm’s ADV discloses past disciplinary events involving a shareholder, including an SEC complaint that resulted in a consent judgment with disgorgement and civil penalties and subsequent professional sanctions by certification and state licensing bodies. The firm is also affiliated with a local certified public accounting practice that shares employees and cross‑refers clients, a relationship the brochure identifies as a potential conflict of interest that the firm says it mitigates through fiduciary duties and separate engagement agreements.
Client services
Expertise
Occupation focus
Fee options
$0 - $3,000,000: 1.50% annually total (GCIM 1.00% + CPS 0.50%) $3,000,000 - $5,000,000: 1.00% annually total (GCIM 0.67% + CPS 0.33%) $5,000,000+: 0.75% annually total (GCIM 0.50% + CPS 0.25%)
Fee-only: Fees charged as percentage of assets under management; no commissions or performance-based fees.
Main office
13901 Sutton Park Drive South, Suite 130
Jacksonville FL 32224
Advisors at this office
3
Most active in
Florida · Georgia · North Carolina · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Marshall G
Series 63, Series 65
Jacksonville, FL
Gunn & Company Investment Management, Inc.
Marshall Gunn is a financial advisor with Gunn & Company Investment Management, Inc. in Jacksonville, FL, holding Series 63 and Series 65 credentials and having 23 years of industry experience. He has been with Gunn & Company Investment Management since 1996 and also manages a CPA firm, Gunn & Company, P.A., where he serves as president and performs tax and consulting work. Gunn & Company Investment Management provides discretionary investment advisory and portfolio management services to individuals, trusts, estates, corporations, pension plans, and charitable entities, managing approximately $194.5 million across about 164 client accounts. The firm utilizes an unaffiliated sub-advisor guided by Investment Policy Statements to implement client strategies, focusing on companies with strong financials and steady dividends, and offers additional services including financial planning and tax considerations.
Shawn M
CFP®, PFS™, Series 66
Jacksonville, FL
Gunn & Company Investment Management, Inc.
Shawn Mccabe is a CFP® and PFS™ credentialed financial advisor with 14 years of industry experience. He is currently with Gunn & Company Investment Management, Inc. and also serves as Owner and President of McCabe Gunn, CPA, PA, a non-investment related CPA firm. His prior roles include positions at CPS Investment Advisors and various consulting and financial firms. Gunn & Company Investment Management, Inc. provides discretionary investment advisory and portfolio management services to individuals, trusts, estates, corporations, small business owners, pension plans, foundations, and other charitable entities. The firm manages approximately $194.5 million across about 164 client accounts and offers services including financial planning, tax and estate considerations, and a 401(k) Daily Valuation program.
Susan H
Series 65
Jacksonville, FL
Gunn & Company Investment Management, Inc.
Susan Hughes is a financial advisor at Gunn & Company Investment Management, Inc. with 26 years of industry experience and a Series 65 designation. She has worked at several related firms, including Gunnchamberlain CPA Firm, P.L., and currently serves in an administrative role at McCabe Gunn, CPA, PA. Gunn & Company Investment Management, Inc. provides discretionary investment advisory and portfolio management services to individuals, trusts, estates, corporations, pension plans, and charitable entities, managing approximately $194.5 million across about 164 client accounts. The firm engages an unaffiliated sub-advisor to implement client strategies based on Investment Policy Statements, focusing on companies with strong balance sheets, steady dividends, and international exposure.
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